THE INSTINCTIVE SOCIETY
Essay on the role of our instincts in Society
TABLE OF CONTENTS
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Chapter 1 - Introduction
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Chapter 2 - The Evolution of Species
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Chapter 3 - The Birth of the Western World
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Chapter 4 - The Contradiction
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Chapter 5 - Cruelty
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Chapter 6 - The Heart of the Matter: our Instincts
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Chapter 7 - Free Will
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Chapter 8 - Nationalism
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Chapter 9 - Religion
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Chapter 10 - Monarchy
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Chapter 11 - The Status of Women
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Chapter 12 - Bosnia
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Chapter 13 - Conclusion
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Appendix 1 - Democracy and Free Enterprise
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Appendix 2 - Maslow’s Pyramid and Kohlberg’s Theory
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Bibliography
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1. INTRODUCTION
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One could assume that the main aim of every human being would be to live in happiness. As we look around we realise that the means we are using to attain this happiness are not very effective. We all believe in the ideals of peace; respect for the others; tolerance while what we see on all sides is war, divorce, theft, bankruptcy, rape, terrorist attacks and other horrors. Why are we so incompetent in our quest for happiness? This question has always disturbed me. The urge to write came suddenly.
Towards the end of my career in the Belgian Navy I was moved to one of the NATO (North Atlantic Treaty Organisation) headquarters in England. NATO was originally set up as a defence organisation against the Soviet Union and the Eastern bloc. Since the fall of the Berlin wall and the end of the Cold War, NATO has been trying to establish itself in a new role as guarantor of peace in the world. Amongst other missions, the organisation was tasked by the United Nations to maintain the fragile peace in Bosnia after the Dayton agreements between the warring factions. In 1997 I was sent for six month to the NATO headquarters in Sarajevo in Bosnia. My experiences there form the base of this essay.
My job in Bosnia allowed me to have contact with the international organisations involved in the peacekeeping operation and also with the local Bosnian population. During my travels there I saw the most horrid situations. I met not only people in charge of charities and international organisations, but also Bosnians of Serbian, Croat or Muslim origin, rich and poor, torturers and tortured people, rapists and raped women, simple people and community leaders. And I saw the incredible level of destruction. Many have told me what happened to them. It was all so horrible that even today it is difficult for me to look back.
The most disturbing element is that very few people there seem to look at things from a perspective comparable to that of Westerners. No reference to Human Rights or to justice. A Bosnian man (it is not important whether he was a Serb, a Croat or a Muslim) once told me that in his village he was a member of one of the minorities and he explained in detail all that happened to him. For him all this was unjust not because the others had violated the rules of Human Rights but because his own group should have been in power. All he wanted was for his group to do the same things to the others. His dream was to wage war all over again, but this time with his group holding the weapons and the torture instruments. During my stay I met very few Bosnians who condemned all the atrocities, regardless of who had committed them.
As happens so often in civil wars there was no organised command structure and most decisions were taken locally. Each of the three ethnic groups shared their hate for the two others, but the country was too fragmented to allow a supreme authority to issue orders and to control their execution. Neither Tudjman, nor Karadzic nor Izetbegovic – respectively presidents of Croatia and of the Serbian and Muslim parts of Bosnia – controlled the situation, in the way that for instance Hitler had once done. Those who had the weapons in their area used them to commit atrocities; and in this respect there was no difference amongst the three ethnic groups. Alliances were not decided by any central authority, but were agreed locally depending on events. There were even some agreements between Serbs and Muslims in areas where the Croats were dominant. Without well organised central control the crimes could not be blamed on orders from above. No “Befehl ist befehl” or “an order is an order”, the excuse used by the Nazis at Nuremberg.
I left ex-Yugoslavia many years ago but I am still trying to come to terms with what happened there. The fundamental question is of course: how could human beings do these things? But I would like to ask this question in a more personal way. What would I have done if I had been born there? Let’s imagine that the stork that was bringing me to Belgium felt tired and dropped me above Yugoslavia where a local family adopted me. I would still have been myself, but would have been educated differently. Could I have committed the horrors that are so offensive to my Western mentality? My whole being shouts that I couldn’t. But why then were those horrible actions so widespread?
Would certain Bosnian torturers not have been as shocked as we are had they been born here in the West and not there? In other words, what are the elements that compel certain human groups, essentially identical to ourselves, to be swept away by a sort of sadistic madness that we do not understand?
There is a second thing that puzzled me during my stay in Bosnia: we Westerners do not understand what happened there and what continues to happen. When I first arrived in January 1997, I was worried. I felt ill-prepared for the task ahead of me. But I knew that several highly competent international organisations were present in the field. The United Nations were there with several of its Agencies such as the High Commission for Refugees (UNHCR) and the UNMAC dealing with mines. The World Bank was there, as were the European Union and the Organisation for Security and Co-operation in Europe (OSCE). To my surprise – and disappointment – they were as ill prepared as I was. They were of course very competent in their own field. The Agency for refugees knew exactly how to establish a refugee camp and the World Bank knew everything there was to know about international financial matters. But each time an unexpected event happened – one of the ethnic groups had burned down a village we had just rebuilt for refugees, or elections had again strengthened the nationalist parties whilst the democratic parties lagged behind – both international civilians and the military were taken by surprise. Their meetings showed that the international organisations were as helpless as the military. The Westerners did not understand. The peace operations we have organised since do not demonstrate that our understanding has improved much.
These two elements bring me to the aim of this essay: to find out what driving force pushes groups of humans to act nobly at certain moments, whilst suddenly they can change completely and commit the most horrible atrocities. I want to understand the motivation of the actors. Before choosing a medication, one must understand the illness. In their peace operations the Westerners have often applied therapies without understanding the illness. If I am able to interpret part of the mechanism that drives people in these circumstances, I think I will have made a useful contribution.
There is a final reason which prompted this reflection. Many books have already been written about war and its origins. Amongst the best known books are the famous On War by Clausewitz and Machiavelli’s The Prince; books on this subject continue to be published regularly. To explain and even to justify war they describe our faculty to plan and organise conflicts and to exploit the credulity of their fellow men. These explanations are correct but not complete. They do not explain the systematic barbarity in all the conflicts.
Most psychologists and sociologists know that our actions are prompted far more often by our instincts than by our logical thinking. Even decisions we consider are well thought through are often the result of automatic programs in our brain. It is not logical to speak about war without speaking about its main driving force: our basic instincts. The authors mentioned above are intellectuals for whom instincts play a lesser role than for other humans and this may explain the gap in their writings. However no good explanation can be found if we don’t look at the complete human personality.
With my scientific background and a career spent mainly in technical areas, I tend to look at problems with what I hope is a logical mind. This does not mean that I “believe” in scientific theories. When I discover a new one I never believe it at first reading. I look at it from all viewpoints and in the end even if I think it probable, I am always ready to question it if new elements appear.
There is one important exception to my rule of positive scepticism. I am convinced that truth exists. I “believe” in truth. In many cases we do not know the truth and often we know that we will never discover it. But not knowing the truth doesn’t mean it doesn’t exist. We will never know exactly how many fish are swimming in the world’s oceans at a given moment. But the number does exist, even though we are aware we will never know it. When we decide to do something, we rarely have the opportunity of knowing what would have happened had we done something different. However that does not mean that the best decision does not exist.
All my life I have been searching for “truth”, although I know that in most cases I will not find it. I reject post-modernism and its absurd principle that truth is multiple. In my thinking I try to look at things with a clear and objective mind. I want to look at the world without pre-judgment, without preconceived ideas. I want to draw probable conclusions from what I have seen. As a result I change my mind quite often. I am not at all embarrassed by this.
In this essay I touch upon problems that belong to the “taboo” domain of beliefs. Usually we do not look at these subjects with a purely logical mindset. Still, that is exactly what I intend to do, hoping to discover some “truths”
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2. THE EVOLUTION OF THE SPECIES
“Evolution is the result of an enormous lottery, pulling numbers by chance amongst which a blind selection will choose very few winners.”
Jacques Monod, Nobel prize Medicine 1965
"Chance and Necessity"
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In most civilisations and religions, man is considered to be intelligent and therefore responsible for his actions. He is the only living being with this faculty. Conscious of this superiority man considers himself the King of creation. The book of Genesis says “Let us make man in our image, after our likeness: and let them have dominion over the fish of the sea, and over the fowl of the air, and over the cattle, and over all the earth, and over every creeping thing that creepeth upon the earth”.
Charles Darwin is the first to have challenged this principle of human superiority albeit unknowingly. His theory of the evolution of the species states that man is closely related to apes with whom he has a common ancestor. In the end we are only animals amongst other animals. Darwin had precursors in Lamarck and Wallace and the geologists Hutton and Lyell. Among them Wallace was close to discovering the principles ultimately described by Darwin. Darwin however brought the principles of evolution of the species to the attention of the world. In the Western World however there are sects who reject these principles on the basis of their beliefs. Is it not frightening that in the most powerful country in the world some sects, for instance the creationists, have enough influence to modify the curriculum in schools? Several states in the US forbid the teaching of this theory because according to them it contradicts the Bible.
His historic book, The Origin of Species, is not a bible and Darwin himself modified it several times. But its three basic principles are still valid today. In résumé they are
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The principle of conservation: heredity is a force that guarantees the transmission of organic forms from one generation to the next without modification.
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The principle of variation: unavoidably organisms continually give birth to offspring that carry variations.
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The principle of selection: competition for survival will decide which modifications survive and which disappear
The third principle is the one that is most often misrepresented. Contrary to how it is often interpreted, it does not mean the “survival of the fittest”. Less well adapted forms also survive, only those which are not adapted to survival disappear. In a litter of dogs several puppies will survive, not just the fittest. In every situation, a theoretical ceiling of fitness exists below which the concerned animal will disappear. This ceiling is not fixed, but changes both geographically and in time. As soon as an animal is just above that ceiling, its survival is just guaranteed. Several elements influence this ceiling, including the characteristics of other competing living beings and the environment. But chance also plays an important role. When young sea turtles hatch, they have to run across the beach to reach the safety of the sea whilst birds of prey try to attack them. The individual speed of each turtle (i.e. its level of adaptation) is of course important. But more than anything it is chance that will define which turtles reach the sea and which do not. The dinosaurs disappeared at the end of the secondary era. They never reappeared. Evolution, guided by chance, has followed another route. If we could set the clocks back, it is certain that the trillions of modifications, all resulting from little accidents, would be very different. Evolution would not follow the same path and the world would not be the same.
The third principle, about selection, does not really need to be explained and could even be considered a repetition. Indeed it seems clear that all creatures which are too weak to survive will not survive. However Darwin was unable to do more than point out the two principles about conservation and variation. In his day biology and biochemistry were still in their infancy and detailed explanations were not possible. Since then science has made enormous progress and can now describe the mechanisms of evolution in more and more detail, leading to what is called neo-Darwinism. Science confirms that evolution not only modifies the physical properties of living creatures but also their behaviour. This is also true of mankind.
It would be impossible to describe here the physical realities driving evolution. Whole libraries have been written on the subject. However I will mention a few basic principles that should allow a better understanding of where we come from and where we are going. For those who would like more detail I would recommend Life evolving: molecules, life and meaning by Pr de Duve, Nobel prize winner in Medicine and ex-Professor at the Universities of Leuven in Belgium and Rockefeller in New York. It is quite readable, even for non-specialists.
All life on earth, from single cell organisms to mankind, has a common origin. The original basic living structures appeared 3.5 billion years ago. We are not only first cousins of the apes; we are also related to microbes, insects and flowers. Please note that there are sometimes important differences between the dates in palaeontology mentioned in different publications. These dates continue to change with new discoveries. Within the framework of this essay these differences are not very important and leave the sequence of events unchanged which is the important point.
All living organisms are defined and described in detail by a set of chromosomes, the famous DNA discovered by Crick and Watson in 1953. They are transmitted from one generation to the next during reproduction. These chromosomes are at the base of Darwin’s first principle. All information needed for life is concentrated in these enormous molecules. The chromosomes make identical copies of themselves, a process called replication, and these copies are distributed during procreation following an extremely complex procedure. Other important molecules, such as RNA or mitochondria for instance, also play an important role.
There are two main forms of reproduction: asexual and sexual. In the former the living creatures make identical copies of themselves, whilst in the latter the chromosomes of a male and a female partner are combined to make new chromosomes carrying characteristics of both. In the second group the stability of the species is guaranteed by the pool of chromosomes whilst differences between individuals come from the mixing of the chromosomes during procreation.
Chance lies at the base of the variation principle that says that every form of life will change. Although the biochemical machinery is highly efficient, it is not infallible. Occasionally an error will be made. Some of these will be viable and will not disappear immediately. The struggle for survival will decide which ones will survive in the longer term as stated in the third principle, selection. Contrary to what is believed generally, the real engine driving evolution is chance. Life does not adapt automatically and miraculously. All will depend on biochemical accidents that appear by chance.
Evolution happens in two directions which we could call horizontal and vertical. More and more different forms of life appear, which represent horizontal evolution. Entomologists have already studied and described several millions of species of common insects. They guess that ten times more still await description although they are just as common. Darwin pointed out that birds of the same species living on different sides of a hill sometimes have slightly different characteristics. In addition, more complex forms of life sometimes appear and this creates vertical evolution. Prokaryotes, cells without nucleus or kernel, were followed by eukaryotes or cells with nucleus. Amphibians are a further development of fishes and so on. Finally, mankind evolved out of mammals. Man as he exists now will not remain at the top of the pyramid for ever. Either he will evolve further, or he will be overtaken by another developing species.
External events often influence evolution, sometimes in a dramatic way. For instance, most scientists now believe that the fall of a giant asteroid in the Yucatan peninsula in Mexico resulted in the disappearance of the dinosaurs. The cloud of dust created by the impact would have changed dramatically the chances of survival of both plants and animals. Mankind’s frenetic research for new technologies and the resulting pollution may well become a self-inflicted external event that could create his own downfall.
As already mentioned, Darwinian evolution is also responsible for the evolution of animal and human behaviour. The fight for survival and the urge to procreate are the two essential basic instincts without which no species can survive. Every instinctive behaviour is a subset of one of these two. They also define human behaviour.
The more complex a species is, the slower any evolution will be. Any visible change will be the result of the combination of a great number of micro-changes that must work their way through the complexity of sexual procreation. A major change that happens in less than a million years is considered to be very rapid.
Compared with other species, human evolution has been extremely fast. Of course man has had to adapt in a very short time to rapidly changing conditions. Roughly two million years ago the species called homo appeared in Africa, following three million years of our direct ancestor: the Australopithecus.
The French palaeontologist Yves Coppens was one of the members of the team that discovered Lucy, the first reasonably complete (50%) skeleton of an Australopithecus ever discovered. He explains man’s appearance as follows. Originally central Africa would have been covered quite uniformly with tropical forests, the ideal habitat for the common ancestor of mankind and the apes of today. The continental drift pushes Africa and Europe together. This would have lifted the eastern part of the African continent and created the Great Rift Valley and would have dried this eastern part out into savannah. The West of Africa would have remained humid and covered with tropical forest where the apes continued to thrive and became the animals we know today. The apes in the East would however have seen the trees disappear under their feet and have had to adapt to life in the savannah. Amongst other things they developed a bipedal gait, one of the keys to human development. Having been adapted to life in trees, our ancestor was rather slow on the ground. Was it to see danger more quickly that he preferred to be upright? This is difficult to establish but this new position modified the muscles holding his head, allowing for the development of his skull. In addition his hands were freed, allowing him to use tools more easily, two essential changes in his evolution.
Having lost their original woodland habitat, these first hominids were faced with enormous problems. Omnivores, they probably fed on carrion, hunted small animals and picked berries and fruit. Their slowness and their lack of claws made hunting difficult and left them defenceless when faced by big animals. As each female could only produce one baby per year they could not afford a high mortality rate. What saved them from extinction is the prodigious development of their brain. In a few million years their cerebral cortex, a narrow layer of gray matter which is the seat of conscious thinking, grew enormously. This intelligence did not need to appear. As already explained, evolution is the result of a vast number of accidental modifications, filtered by selection. Without these chance modifications these early hominids could well have disappeared as so many species have done and are still doing.
Slow and defenceless as they were, even their extraordinary intelligence did not allow them to live in isolation. They had to continue to live in groups, as their ancestors, the early primates, had done before them. They continued to be gregarious hunter-gatherers. This state continued for roughly five million years during which time they evolved into the homo species. The first groups started to settle down only about 12,000 years ago and this process is still ongoing.
The two basic instincts mentioned earlier, the struggle for survival and the urge to procreate, have created a series of automatic behaviour patterns. Amongst these some are individual, others are social. This is true for animals as well as for humans. We will analyse more specifically those instincts in humans that define their behaviour with other groups. We will call them inter-tribal instincts. Here are a few examples.
Firstly, most animals, be they hunters or not, mark out their territory. Whether they hunt in packs like wolves or alone like birds of prey, they all defend this territory against intruders. To survive they need food; sharing with others is excluded. Even the robins we love so much fight to the death to defend their domain. Man is no exception: each foreign tribe is a competitor for survival and therefore an enemy. Humans too defend their territory aggressively.
Rock paintings illustrate not only hunting scenes, but also intertribal battles. It is often difficult to discover the cause of death of the earliest individuals whose remains have been found by anthropologists. Flesh has disappeared, and most of the time the bones are few, fragmentary and in bad condition. But from the recent Palaeolithic era onwards, several skeletons have been found with smashed skulls or arrow heads still inserted in the spine. Mass graves have been found, probably on the site of a battle, for instance on the hill called “Djebel Sahaba” in Sudan. The proximity of the Nile probably explains the reason for this battle. Humans are not often shown in rock painting. Amongst human paintings several show capital executions including in the Lot province of France. The caves in Eastern Spain show several battle scenes. In the famous “battle cave” in the Drakensberg mountains in South Africa there is a fight between two San tribes (the oldest inhabitants of the country, better known as Bushmen). War is not new, neither between men nor between other animals.
Secondly, during a hunt by a group there can only be one leader. If several hunters start to give orders the hunt will become disorganised and the game will escape more easily. During these moments which are so important for survival, the tribe must be well organised and disciplined. This is also true when fighting another tribe. Attacks by predators or other tribes will often be unexpected. Clear and precise orders, obeyed without hesitation by the whole tribe, are essential for survival. During these critical moments the authority of the leader goes unchallenged. Outside these periods this authority will be less visible. However it is probable that leaders of these early tribes had natural authority and that the other members of the tribe would also have consulted them at non critical moments.
I had a very interesting experience in this respect during a visit to Greenland. Despite the influence of modern civilisation, the Eskimos in Ammassalik still live mainly by hunting and their behaviour has not changed much since their discovery by the Danes a good century ago. Access to Ammassalik from the sea is very hazardous, and this is why this corner of Greenland was only explored so recently, by Gustav Holm in 1844. The Danes have organised an official local government but unofficially one of the hunters is still their real leader. I met him and had long conversations with him. He speaks perfect English and has a tangible authority. He is calm and intelligent and would certainly have been somebody important in any other group. His leadership is the result of his real capacities. He is the uncontested leader during the hunt, but the members of his tribe also ask his advice on other matters and the Danish authorities consult him on a regular basis.
And finally the third element: the larger the hunting grounds, the better the survival of the tribe is guaranteed. Within the limits of physical accessibility, a tribe will always be tempted to enlarge its domain, to diversify it or to move it to a more fertile area or to one with more game. This can only be done at the expense of the neighbouring tribes. This is another reason to consider them as enemies: a tribe must have no qualms when it attacks others to steal their territory. As time passes, the increase in the number of humans will make this problem more and more crucial. The pressure of the different tribes on each other is certainly an important element in the spreading of the human race throughout the whole world. In my view our inborn curiosity and climatic change alone do not explain why the future Indians of America crossed the Bering Strait in the middle of a glaciation and why the future Polynesians, Micronesians and Melanesians sailed into the emptiness of the ocean with wife and children on their frail canoes.
Every tribe has excellent reasons to believe that all the others are enemies. Claude Lévy-Strauss has noted, in his book Race and History: “many primitive societies call themselves by a name that means “the humans”, thereby showing that the other tribes or villages are not part of human nature.”
Thanks to this knowledge we can look again at ourselves, the so-called modern man. The White man has long considered himself superior to all other races. During the scramble for Africa in the 19th century, the Europeans called the natives “savages”, which means that they considered them to be inferior. The Spaniards, Portuguese, English and later the North Americans considered that the Indians were vermin who could therefore be exterminated. Remember the sentence “The only good Indian is a dead Indian” and the premium given in North America to a white person for every Indian scalp.
The typical behaviour of hunter-gatherers could still be observed with little interference from our civilisation in the 17th, 18th and 19th centuries within several tribes such as the Pygmies, the Bushmen, the Aboriginals, the Eskimos and others. The basic principles mentioned above are therefore not just theoretical constructions, they have been observed in the field. The anthropologist Jacques Maquet published his book Africa, the black civilisations in 1962. Since then several of his theories have evolved significantly and are therefore certainly no longer up to date. But his book is full of travel stories dating from the 19th and early 20th centuries and contains observations by the author himself in the years 1940 to 1950. I know no other books that contain so many of this type of descriptions.
Evolution is a slow process. As far as we know today, the human genome is unaltered since at least 50,000 years. This means that the modifications which have necessarily happened since are so minute that they are not yet discernible. We are still exactly the same as humans were say 30,000 years ago in full Palaeolithic era. Physically as well as in our instincts we are still tribal hunter-gatherers.
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3. THE BIRTH OF THE WESTERN WORLD
“It is clear in many ways that equality and freedom of speech are a good thing.”
Herodotus
The most important physical difference between man and animals is the size of the brain and even more so the size of the surface of the cerebral cortex where conscious thinking and intelligence are found. Every animal with a brain also has a cortex. The lower they are in the evolutionary tree, the smaller the brain and the cortex are.
Collins dictionary defines intelligence as “the ability to perceive and comprehend meaning”. Many people consider that this marks the difference between mankind and animals. It is not quite true, for man does not always use his brain to “perceive and comprehend”! Moreover, all vertebrates have a brain and a cortex, and therefore also some form of intelligence. The difference between man and animals is only quantitative; owners of domestic animals can see every day that we are not the only ones to have a bit of intelligence. But the consequences of the development of our brain are spectacular. Only man seems to be able to analyse and to understand, to plan ahead, to organise his life and to know that one day he will die.
His intelligence allowed primitive man to organize the hunt and to invent tools. Initially he would have used stones and sticks as they were, later he learned to shape them by inventing more and more sophisticated techniques. These tools compensated for his physical shortcomings. To kill he used pointed sticks, stones or thick branches. He improved these by strengthening the points in the fire or shaping the stones. Later he created objects to make his life easier: scrapers to clean skins, bone needles to sew clothes. Humans are of course not the only ones to use tools. Some evolved animals also use simple objects to obtain food. Certain primates use twigs to get ants out of their anthills and rats are known to have moved objects so that they can climb on to them to get at food they can’t reach. But man alone is able to shape his tools.
The most efficient tool invented by early man is language. Many animals do however also communicate using a number of sounds. Some of these animal languages are surprisingly varied – the sounds of primates, elephants and dolphins for instance. But man has created a highly sophisticated system that enables him to communicate ideas and to share experiences. Language is an amazing tool that allows man to use lessons learned by others and to pass them on to future generation.
But man will go far beyond language. Much nearer to us in time man invented far more sophisticated techniques. A little more than 5,000 years ago, the Sumerians invented writing – it seems that they preceded the Egyptians by a few centuries. Some 4,000 years later he invented printing. At an ever increasing speed we saw the arrival of the telegraph, the telephone, radio, television and the internet. Today those who are interested in a particular subject can find out a lot about it almost immediately.
Each new invention and improvement made life easier. This gave man more time for thinking. Man quickly became captivated by his own ingenuity and the speed at which progress was made accelerated all the time. In Europe the Palaeolithic era lasted 2 million years, the Mesolithic only 7,000 and the Neolithic 5,000. Not only do these periods get shorter and shorter, but progress during the short Neolithic era is far more spectacular than during the whole of the Palaeolithic. This pace has continued and one wonders whether the periods between new inventions will continue to shorten: there must be a physical limit somewhere. It is already frustrating to have to buy a new computer every two years. Will we ever have to buy a new one every week?
His intelligence also allowed man to go beyond practical invention: he discovered the pleasure of beauty. The first decorated tools, the first cave paintings and the first statuettes appeared 40,000 years ago. Some of these early expressions of art are so perfect that they still impress us today.
Technological and even artistic progress in the Palaeolithic and Mesolithic eras changed the organisation of the primitive tribes. These changes lead to what can be described as a social and economic revolution: about 12,000 years ago in theMiddle East, the first tribes started to settle. Hunter-gatherers called Natufians understood that hunting was both risky and uncertain and had the bright idea of putting sheep and goats in enclosures and of feeding them. They then discovered the secrets of procreation. Unlike man, many animals have fixed rutting periods and births take place at fixed periods in the year. Prior to the settling process man probably didn’t even know there was a link between copulation and procreation. This new knowledge allowed him to manage his livestock. He also learned to select certain plants and to plant them near the village. This all happened slowly and gradually. This settlement however completely changed his lifestyle with the appearance of the first villages and then about 2,000 years later, the first town, Jericho. Separately of the Middle East, other tribes had the same idea of settling down, in pre-Colombian South America for instance. But this new lifestyle also seemed very attractive to the surrounding tribes and was copied: the idea spread rapidly.
Surprisingly, the inter-tribal instincts developed during the Palaeolithic era – enmity towards other tribes, obedience to the leader and improvement of the territory – proved to be well adapted to the new lifestyle of these settled communities. Let us look at them in more detail.
Firstly, the new villages had to defend their fields and livestock against intrusion. There were two types of attack. Surrounding nomadic tribes tried to steal domesticated animals and the content of granaries which was more productive than hunting and gathering themselves. And other villages – and later cities - tried to expand their own territories. Before settlement it was enough to scare off the other tribe and force it to go hunting elsewhere: there were probably few casualties. After settlement the battles became more intense. For city and village dwellers, leaving their homes meant losing everything they had built. The attackers, whether they were nomads or from another city, had to win a decisive victory before they could plunder the area. The first books of the Bible describe both types of battle. Still nomads themselves, the Israelites destroyed city after city, killing all the inhabitants, women and children included, and stealing all the riches. After settling, they continueed to expand their domain by conquering the surrounding tribes. As far as I know, the Bible is the only document written in antiquity which describes the evolution from nomadic lifestyle to formal organised state. It therefore provides very interesting material for this essay. Archaeologists have also found traces of warfare between settled tribes during the Neolithic, for instance in Herxheim and Schletz-Asparn in Germany and in Fontbregoua in France.
Secondly, primitive agriculture required effective organisation of the group. Many tasks could only be performed collectively. Woods were cleared and fields were levelled. New techniques as irrigation and terraced agriculture were invented. Fields were distributed amongst the members of the village and grazing was organized. All this required strong central authority which could impose unpopular solutions.
The wealth accumulated by villages was envied by both surrounding villages and nomadic tribes. The risk of attack by another tribe became greater than it was before settlement: aggression was now a significant and permanent threat. A new factor became important: an army. The hunter-gatherers had already developed a sense of obedience to the leader; after settlement they accepted the authority of a new central organization. The warriors, who soon changed name to be called the nobility, and their leader, who soon wanted to be known as the King, rapidly took advantage of this opportunity. They soon exploited other classes in society. Jacques Maquet, already mentioned at the end of chapter 3, describes villages at this level of development as he saw them during his travels in Africain the mid-20th century. He writes: “The precious surplus is kept in the granaries. … Some granaries are visibly bigger and fuller than others; they belong to the chief. … He keeps for himself a large part, perhaps all, of the surplus produced by the other villagers. … This surplus gives him the means to have at his disposal … a following of advisers and security agents who guarantee his control over the village and who, when necessary, will enforce it.”
Finally, the greater the surface of your land, the more you can cultivate and the more animals you can graze and thereby guarantee the survival of the tribe. For the hunter-gatherers, plundering had limited advantages. The produce of the hunt was perishable and stealing it from your neighbour was therefore only of limited benefit. Increasing the size of the hunting area was restricted by accessibility. These limitations disappeared with settlement. Livestock and granaries were movable assets – a form of capital – and could be moved over long distances. The new class of warrior was now ready to wage war and conquer neighbouring tribes. These other tribes were enemies and, as stated by Lévy-Strauss, they were not even considered as humans. You could do with them what you wanted. After each conquest, the victors exploited the vanquished. Slavery would play an essential role in the further evolution of the human race by releasing the victors from doing the hardest chores. We must remember that the remarkable achievements of ancient civilisations – such as the pyramids, the golden age of Pericles, the building of Rome and Machu Pichu – were only made possible through slavery, enforced by unlimited cruelty.
During the first period after settlement, man could survive happily with his instincts inherited from his hunter-gatherer past. But the social structure would change completely. The reasonably egalitarian hunter-gatherer society was replaced by the exploitation of the many by the few, a minority composed of the King and his retinue of advisers and warriors. This change possibly explains the folklore, gilded over the years, of the lost paradise or the lost golden age that we find in so many cultures. Jacques Maquet quotes an old Pygmy of the Mbuti tribe in the Ituri province of the Congo who told him proudly “…our neighbours the farmers have Kings, but we the Mbuti don’t.”
There is one other thing which changed. Our ancestors were not accustomed to the ever-increasing size of the settled tribes. In hunter-gatherer times, social life was simple. The tribes were small, often not more than ten or twenty families, and everybody knew each other. They all spent their lives within the same group. The behaviour of each individual was enforced by discreet social pressure; and banishment – rather the exception than the rule – amounted to a death penalty. No police, no tribunals, no prison. After settlement, the tribes continued to increase by conquest. The members no longer knew each other and social pressure became ineffective. Internal peace was no longer guaranteed. The King had to intervene more and more often to settle disagreements between members of the tribe and this strengthened his authority. He used this to increase his control over the lower classes and to exploit them more. As far as we can go back in history, we see that justice has always been a royal prerogative. The King judged as he wished, without having to justify his decisions. King Solomon, known surprisingly for his so called wisdom, could well have decided that a disputed child be cut in two. The Bible states that two prostitutes claimed to be the mother of the same child. King Solomon, in his great wisdom, ordered that the child be cut in two and each mother be given one half. The false mother accepted this decision, but the real mother preferred her child to be given to the other rather
than see it die. Solomon concluded that she was the real mother and gave her the child. Based on the mother’s reaction, the reputation of Solomon’s cruelty must already have been well established. Justice rendered by Kings in those days was rather barbaric! How can anybody today still consider that this story is an example of wisdom and good justice?
Most monarchs gradually established their own case law, particularly if they had a long reign. When the kingdoms became too large, they would have had to delegate their powers of dispensing justice to the local authorities they had established. They did however always retain the right of final decision. Prisons and execution sites were built, police forces created, and hangmen recruited. Absolute judicial power replaced the social pressure of the hunter-gatherers. Every King could imprison, torture and execute anyone without providing justification. Every baron had his torture chamber and oubliette which he used as he wished. In the McLeod castle on the Isle of Skye in Scotland, the trapdoor leading to their oubliette was in the great hall, under the dining table. The sound of banquet would have provided a nice accompaniment to the agony of the prisoners below dying slowly of hunger; and the cries of the torture victims would certainly have entertained the guests. In 1769, during the time of the enlightenment, under the empress Maria-Theresa, the Austrians developed a code of torture of precise and chilling cruelty called the "Constitutio Criminalis Teresiana".
The growth of empires had another important social consequence. More and more people were unable to identify with this enormous tribe to which they were supposed to belong. Instinctively they tried to find another smaller tribe in which they would feel more comfortable. Sub-nationalism appeared. The resulting tensions led to uprisings and civil wars which had not existed within hunter-gatherer society. The people were seeking for an entity in which their instincts would feel at home.
The new upper class – the King and his followers – was instinctively respected by the whole tribe. Thanks to slavery and the exploitation of the lower classes, all their needs were largely satisfied. Their survival was guaranteed. Of course they would have to defend their city against outside aggression and launch occasional attacks against their neighbours. But they discovered free time. They would hunt for pleasure (the nobility still does this today) and would organise raids to acquire riches and slaves. This is marvellously described in Homer’s Iliad. The Iliad is the story of the feud between two Greek heroes: Agamemnon and Achilles. The Greeks under King Agamemnon had attacked the rich city of Troy. The siege already lasted for 10 years. Homer found it completely normal that the Greeks had organised raids in the area, not only to bring back booty and victuals, but also pretty girls to embellish their warm nights. Agamemnon abused pretty Chriseis whilst his best warrior, Achilles, raped lovely Briseis. Sadly for the Greeks, Chriseis’ father was priest to the God Apollo. At his request Apollo sent a plague into the Greek camp, a plague that would only be eradicated if Chriseis was given back to her father. At the insistence of Achilles, Agamemnon did indeed send Chriseis back to her father, but used his prerogative as King to steal Briseis from Achilles. The feud between the two “heroes” on account of these poor girls and its dramatic result is the backbone of the poem. No word about the miserable fate of all those abused slaves and no condemnation of the raids and sacking of villages. The Iliad is a masterpiece of world literature glorifying theft, rape, vandalism and wanton destruction.
But the upper classes now also had time to improve their minds. They became interested in art, philosophy and science. We see the birth of Sumerian and Egyptian cultures, the Greek and Roman miracles. But let us not forget that all these cultural phenomena had been made possible through slavery, enforced by refined cruelty. In Mesopotamia we see the first efforts to research nature scientifically, as described by Bottero in his book Mesopotamia, Writing, Reasoning, and the Gods. The first philosophical theories would appear first in Ionia, then in Sicily and Athens. Some of these theories were wrong and evil, Plato for instance, and some were surprisingly brilliant as in Democritus and Epicurus. Here is my opinion of Plato. For him the philosophers are the most intelligent men in the City. He concludes that they should be the enlightened dictators of society. To impose their leadership, in his Laws he proposes techniques that we would today describe as concentration camps, brainwashing and capital punishment. These punishments would apply to those who dared to have a personal opinion. His philosophy justifies the worst dictatorial abuses. In addition his reasoning is wrong. Even if we admitted that philosophers can be more intelligent than others (and even this I doubt!), the use of such extreme methods of repression would require that philosophers are infallible, which they certainly are not.
The primitive religions also begin to include philosophy in their teaching. For instance Yahweh prevented Abraham’s murderous hand from sacrificing his son and told him that from now on he will be satisfied with sacrificing sheep. It would be a long time before this humanitarian lesson was accepted by the Jews. A few centuries later the Bible tells how “The spirit of the Lord came upon Jephthah” and he “offered up his daughter for a burnt offering” to obtain a victory against the Ammonites (Judges, Chapter 9). Of course she was “only” a girl. We will return to this aspect of our instincts in Chapter 10.
The world of thought would often progress very slowly, for instance during the Middle Ages, and would sometimes take sudden jumps as it did in classical Greece or during the Renaissance. There were periods of recession such as after the falls of Mycenae and of Rome, but in the long term it progressed relentlessly.
Pure thinking, this thirst for knowledge, no longer to organise survival but for the shear pleasure of knowing, would finally lead to what we now call humanism. And this humanism, initially restricted to the upper class circles, would in turn lead to the most spectacular jump in the evolution of mankind.
For Eric Hobsbawm, in his book The Age of Revolution, the end of the 18th and the beginning of the 19th century witnessed two revolutions: the English industrial revolution and the French political – or rather philosophical and ethical – revolution. In nature nothing happens suddenly, and these revolutions would have been impossible without the very first intellectual developments in Mesopotamia and in Egypt; without the Greek golden age of Pericles; without religious humanitarian prescriptions; without the monks who patiently copied the writings of antiquity; without the Renaissance and the Enlightenment. But the period around the year 1800 was so spectacular and the ideas at the base of these revolutions developed at such speed that this date can be considered a turning point in the evolution of human thinking. Before 1800 these new ideas circulated essentially amongst a few great thinkers and within the upper classes. They did not change the structure of society. These two revolutions turned them into a fact of society, albeit in the Western world only. After 4,000 years of slow development both the way of thinking and the organisation of our society would change completely within 50 years. In the evolution of the world nothing happens without long periods of gestation; but occasionally developments accelerate. Historians use these moments as key dates. We will use the years around 1800 as our key dates or, in Hobsbawm’s vocabulary, the Age of Revolutions. We will call this group of two revolutions the humanist revolution.
The French revolution mainly gave us democracy and the English revolution free enterprise. Some will argue that the English revolution precipitated capitalism and this is also true. Before the 18th century capital was concentrated in the hands of a small group, consisting mainly of the nobility but also of the bourgeoisie, and the industrial revolution has not changed this system of concentrating financial resources in a few controlling hands. But the basis of modern capitalism is free enterprise. The relation between free enterprise and capitalism is further developed in appendix 1. The French revolution also had strong economic aspects and it would be wrong to ignore the ethical aspects of the English revolution. But the French revolution was essentially ethical, and the English mainly economical.
In the Western world of today we do not appreciate how unthinkable the principles of democracy and free enterprise were before the humanist revolution. Each individual had his place in society. This place was pre-determined by God at birth and thus unchangeable. There were two classes: the powerful and the others and this separation was accepted by everyone. In one of his fables Aesop tells the story of a frog who wants to blow itself up to become the size of an ox and who explodes. He concludes that “self-conceit may lead to self-destruction”. In other words, if you were born small, stay small. Several authors have re-written this fable, always with the same warning: don’t try to behave as the great of this world. The clearest conclusion was written by Jean de la Fontaine:
“This world of ours is full of foolish creatures too
Commoners want to build chateaux;
Each princeling wants his ambassadors;
Each count his squires.”
Those who ignore this segregation will explode like the frog.
Before the humanist revolution, the peasantry made up the largest part of any population. The farmer was a serf, if not officially at least in practice. He was attached to the land he cultured, and was part of the wealth of his landlord who stole the product of his labour. Production methods scarcely improved. Education was reserved for the powerful. Even in Scotland, where all children went to school from the 16th century, the aim was for them to be able to read the Bible, not to better their education. In fact the results of general schooling would in practice go well beyond the objectives of John Knox (1514-1572), the founder of the Presbyterian Church in Scotland, who initiated this system. Thanks to its schooling structure, Scotland would become one of the best educated countries in the world and a major contributor to the Industrial Revolution.
Initially free enterprise, or rather capitalism, would bring with it the social horrors of 19th century industrialisation. Despite this difficult birth, the right to choose a career was a spectacular change. Men were suddenly freed from serfdom, could take initiatives and were no longer obliged to give the fruits of their labour to the exploiting landlords. Before the humanist revolution, there were few children to whom one could ask “What will you do when you grow up?” Most of them had no choice.
This revolution completely changed Western economic and political structures. But more than this, it changed our way of thinking. Both democracy and free enterprise need individualists, people who can think and take decisions. The French revolutionaries immediately introduced an excellent education system: democracy needs educated citizens. Education, which appeared for different reasons in Britain, was essential for free enterprise, which needed ambitious entrepreneurs. Even in the 19th century, when new industry needed an army of “slave” workers, the brightest had the opportunity to move upwards. Very early on several industrialists founded schools for their workers for they realised that educated workmen contribute more. Many entrepreneurs were not the sons of the upper classes but came from the middle and lower classes.
Free enterprise and democracy are closely linked, even if they are sometimes contradictory. But free enterprise needs free people, educated, independent and resourceful. In other words, it needs democracy. Democracy on the other hand needs educated citizens who have time to think: to be democratic, society needs to be affluent. This can only come from free enterprise. Both the French revolution and the British Industrial Revolution happened at roughly the same time and were based on the same philosophies of the Enlightenment. They are the two faces of the same coin. For me attempts to create either democracy or free enterprise in isolation are doomed in the medium to long term. The choice of policies by the politicians impacts strongly on the economy. For example, sooner or later industrial leaders in China will want to have their views taken into account. The same can be said about countries in the Middle East which want to keep their economies under the dictatorship of Islam. On the other hand it is unrealistic to try to establish democracy in most black African countries without a minimum of economic development.
History before 1800 shows that the ruling classes and the wealthy classes are nearly always the same, revolutions mainly take place when this is not the case. The other classes have nothing and have nothing to say. I know of no examples where poor and enslaved people were able to free themselves spontaneously. Spartacus did not succeed, and the peasant revolts in Germany during the Renaissance were crushed with incredible cruelty. The English and the French revolutions on the other hand were instigated not by the poorest classes but by the bourgeoisie. In the 18th century the American colonies gained their freedom from Britain because their bourgeoisie had no say in the political decisions taken in London.
Sir Winston Churchill once said that democracy is the worst form of government except for all the others that have been tried. The same can probably be said for free enterprise. The reason for this is simple and is the same in both these examples. No human being is perfect, nobody knows everything there is to know, even if Plato claims otherwise. How then could a single person govern the complex systems of modern society alone? The situation was completely different in the days of the hunter-gatherers. The problems were simple; and it was extremely important that decisions were both taken quickly and followed by all the members of the tribe. Even if the social structure after settlement was more complicated, the agrarian world was still simple enough to survive with decisions taken by a small central authority. In our complex modern world, nobody is able to know all that is needed to take management decisions. Decisions taken after comparison between several options are better than those taken singlehandedly; this is the strength of the democratic West.
Recent history shows how efficient the combination democracy/free enterprise can be. Since the humanist revolution, all dictatorships – whether extreme right or extreme left, African or Indonesian, kingdoms or republics – have been losing ground to democracies. After the Second World War, most of us feared that the economic system set up by the dictatorial USSR would overtake that of the democratic West. After the fall of the Berlin wall we were amazed to discover how dilapidated Soviet industry was. Yet during the Second World War and the subsequent Cold War we believed the Soviet Union was in full expansion. We saw one Third World country after another fall into the hands of Communism, despite the acknowledged horrors of the Soviet regime with its KGB and its gulags. I remember that I wondered what would happen once the West was a democratic island surrounded by soviet-style dictatorships. Most articles written at that time declared that planned economies would relentlessly overtake free enterprise. Indeed it seemed clear that a system in which the greatest minds were collaborating on planning the future would be far more efficient than the disorganization of the Western model with its duplications, bankruptcies, strikes and other disadvantages. And did this not seem logical from a theoretical viewpoint? Yet it was the Communist system that collapsed, unable to sustain competition with democracy and free enterprise.
During then Second World War, Hitler often ignored advice given by his generals, preferring to take decisions on his own. Had he listened to his advisors, the War would have lasted longer.
The combination of democracy and free enterprise is highly efficient. Never in world history have so many people been so rich whilst working so little. They have television, cars, forty hour week (and often less), holidays, retirement, medicine, bathrooms and modern kitchens, computers, leisure and luxury goods. Compare this with what we see in ethnological museums which describe life in past centuries. People used to live in cottages with earthen floors, leaking roofs and no windows. Within the last two centuries Europe still suffered famines. Our society also provides fabulous advantages in political and social arenas: free expression; the right to vote and to be a candidate at elections; education and health care for all; and, above all, freedom. In Vienna during the so called Belle Époque under Metternich, meetings of more than four people in a public place were forbidden. The Western World is far from being perfect, but our lives are immeasurably better than they have ever been in the past. The myth of “the good old days” is not true.
The social state of our society is still not satisfactory. The exploitation of the Third World is unacceptable and the selfishness of Westerners in this area is excessive. In the US the annual budget spent by pharmaceutical companies on the research of drugs to combat obesity, so far without results, would be enough to eliminate hunger from the world. The money we spend on useless and senseless post-colonial wars would certainly eradicate poverty in much of the world. But even in our Western countries, social inequalities persist. How can rich societies turn a blind eye to the problem of the homeless? The selfish decision by one rich man, worried about money he does not need, can plunge thousands of hard working people into unemployment. Yet our situation is incomparably better than anywhere else in the world or in history.
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4. THE CONTRADICTION
“For ninety-nine percent of human existence, people lived as foragers in small nomadic bands. Our brains are adapted to that long vanished way of life, not to brand-new agricultural and industrial civilisations. They are not wired to cope with anonymous crowds, schooling, written language, government, police, courts, armies, modern medicine, formal social institutions, high technology and other newcomers to the human experience.”
Steven Pinker "How the mind works"
Two million years ago man was neither wise nor cruel, neither good nor bad. He was an animal among other animals, just a little smarter, but driven by the same needs and the same kind of instincts. During their fight for survival, animals don’t ask questions. Their behaviour is automatic. For most of the time, man’s behaviour is also automatic.
To quote an example: a few years ago I saw a wonderful television programme about lions hunting. An old buffalo was just a bit slower than the others and had been cut of from the herd. He was stranded between a river full of crocodiles and the lions on the bank. The herd had disappeared into the distance. The lions did not dare attack him directly for he was still dangerous and still able to gore a careless animal. They lions were trying to attack him from behind, but he was turning round in a panic. He went into the water to escape the lions, and then climbed the banks again to escape the crocodiles. He was bellowing in distress and horror. His cries for help were useless as the herd had disappeared. His position was hopeless. The lions were also desperate for they were probably starving, as were the crocodiles. This hopeless fight lasted for several days and when the lions finally succeeded in overcoming the buffalo, the cubs started to disembowel him whilst the parents were still trying to kill him; he was still fighting. But he was no longer bellowing.
Could the lions and crocodiles be described as “bad” and the buffalo as “good”? This question makes no sense. In nature nothing is good or bad: things are what they are. Yet the buffalo was in extreme pain and his death was horrible. But there is no cruelty without an intention to hurt, without sadism. The lions and the crocodiles do not have “intentions”. They do what their instincts tell them to do. Pity is inconceivable in nature: no animal can allow a prey to escape, for he would risk disappearing himself for lack of food.
In the same vein, we have the impression that when we release a captive bird, we make him happy. A gazelle in the wild, living in permanent terror, often ends its days in the stomach of a predator. Is it happy? The predator, often pursued himself by other predators and starving, is he happy? These questions make no sense. Considering animals to be happy or unhappy, cruel or good is a recent anthropomorphism.
This also applies to primitive man for he is not much more than an animal himself. For millions of years he has hunted in a cruel way as well. In Palaeolithic times it was impossible to kill a mammoth cleanly and quickly with rudimentary weapons. It must always have been a kind of torture for the animal. At Ammassalik in Greenland, the Eskimos hunt seals by placing nets where the animals come up for breath. The nets are made in such a way that, once caught, the seals are trapped under the water and drown. A seal can stay under water for more than half an hour without breathing: its agony whilst trying to free itself is long and distressing. Pity for the buffalo, the gazelle or the seal is a sentiment that appeared only recently, once we were prosperous enough to afford it. If our ancestors had felt pity for their prey and let them go, they would not have survived. A tribe that, in a time of shortage, hesitated to attack its neighbour and steal his possessions would not have survived. Pity is a modern concept, incompatible with survival in nature.
The humanist revolution and the philosophical principles that form its base have fundamentally changed our society. They created a society where to have respect for the others is a basic principle. They created an individualism incompatible with our instinct of self-preservation. Our society is now built around principles of respect for others and their right to have their own ideas and initiatives. Yet nothing in man, an animal amongst animals, predestined him to be independent with his own opinions. It is in fact surprising that this change could even take place, develop and expand at all, for it goes against our instincts as tribal hunter-gatherers. Let’s look at these instincts once more.
Neighbouring tribes are no longer enemies: they are commercial partners. One can only sell products if there are wealthy buyers. There is no advantage in impoverishing other tribes. We travel on business and on holiday: increasingly the world is becoming a territory without borders. All tribes are interdependent: a recession in one part of the world leads to recession in other parts. Democracy implies equality between men. One of the first texts established by the humanist revolution was the Declaration of Human Rights. This text is applicable to all men on earth; there are no tribal differences. The concepts of “hunting territory” and “enemy tribe” have completely changed.
If we want Western economy to survive, we will have to manage it efficiently. One major strategic mistake and an enterprise risks bankruptcy. Of course the speed at which decisions are taken is still important. But it is even more important to take the right decision. It would be suicidal to follow blindly any course of action. Alan Greenspan, who was Chairman of the United States Federal Reserve from 1987 to 2008 once said, in the middle of a major crisis: “It is more important to be right than quick”. Or, to use the terminology of evolution, an enterprise that implements a wrong decision may disappear whilst one that uses all the intellectual capacities of its employees will increase its chances of survival. We should no longer follow a chief hunter who decides alone, without consultation. In modern society everybody counts and can make his contribution. There is no question of saying to the frog that it can’t dream of being an ox one day: all of us are potential oxen. In the old hunter-gatherer tribes individual initiatives and personal creativity would have been dangerous. They are now essential to our common survival.
And finally, the size of countries is becoming less and less important. Intensive agriculture needs less land and indeed it now represents only a fraction of our national income. The most profitable activities have little to do with the size of an area, even if this is a factor our instincts have difficulty in recognizing.
However, our instincts still exist, deep in our chromosomes. Within two centuries they have not had sufficient time to adapt to the new environment. Although individual thinking started to appear discreetly in Mesopotamia and developed further in classical Greece, it never progressed much further than the City of Athens or in the minds of a few great thinkers. Western Society only embraced the principles of the humanist revolution two centuries ago and it was only then that they became generally accepted throughout most of Western Society. Our instincts are therefore what they always have been: adapted for small tribes of hunter-gatherers. They are not yet adapted to the new environment. According to the laws of evolution, an animal that is not adapted to the environment should disappear. Theoretically our model of society should disappear as well. What is happening in practice however is exactly the opposite: our model is spreading throughout the world.
Since 1,800 both society and mankind live with a fundamental contradiction. On one hand we have created a society based on our humanistic principles, but on the other hand we are still driven by the same basic instincts of hunter-gatherers, of wolves in their packs. The only explanation is that our intelligence has been able to control our instincts, at least up to a certain point.
Westerners are not really conscious of this essential contradiction. Sometimes we act and react like intelligent individuals taking initiatives; but more often we follow our instincts as our ancestors have done for as long as man has roamed the world. Nations also reflect this contradiction: sometimes they take conscious decisions but much of the time they follow the instincts that are deeply engrained in the subconscious of their leaders.
To describe the results of the humanist revolution I have so far used the designation “Western Civilization”. This term is no longer correct. It applies to more and more countries. Since the Second World War, Japan must be regarded as part of the same humanist group; there too both democracy and free enterprise have become irreversible. With no better term available, I will in the mean time continue to use this one.
Through the humanist revolution, the West has created a new model of society. Controlling our instincts should allow a level of harmony never before attained in world history, not even in the days of the so-called lost paradise. But our instincts are difficult to control and they try to negate this progress. The remainder of this essay analyzes the contradiction caused by the discrepancy between the rapid evolution of our thinking capacity on the one hand, and our instincts on the other. We think more rapidly than the way we have been programmed: why can’t we change the software?
5. CRUELTY
The snare tightens around the slender neck
And the heather bird sings with a voice of anguish
The tumult of the world abates for a moment
And men, rapt with wonder, listen to the song
Then prepare new snares.
Einar Bragi
Of all human behaviour, cruelty is certainly the most distressing. Yet it is universal. Socially it can be subdivided into two categories: cruelty against those one considers to belong to the same group on the one hand and cruelty against “others” on the other. In this essay we will look at the second category.
It is interesting to note however that cruelty within the tribe has only reached an unacceptable level since settlement. Within tribes of hunter-gatherers as they existed until recently, there were no gallows; no pyres; no torture, oubliette or justice of caste. Social pressure resolved all problems. In his book about Africa, Jacques Maquet, already quoted, gives several examples of the subtle way in which problems between members of the tribe were solved when, for instance, an individual did not do his proper share of the common chores, or a hunter kept some of the hunted food for his own family. Since settlement tribes expanded to such an extent that social pressure became ineffective. It was replaced by the justice of the King and his nobles. These ruling classes took advantage of their position and the lower classes were treated as badly as only strangers had been in the past. We will say no more about this aspect of cruelty here.
Cruelty between tribes has existed since time immemorial. In all wars man has committed malicious and destructive acts. Conquered cities have systematically been destroyed, women raped and the inhabitants seized as slaves. Sacking has been the reward for the victorious soldiers who could then give free rein to their bestial instincts, pillaging, raping and murdering. Victorious populations were proud of this. Our museums display such scenes on stones commemorating victories: the King crushing and massacring his enemies. In the Sabauda gallery in Turin, an enormous painting shows the victorious Prince Eugene of Savoy. He poses majestically and his horse tramples underfoot the half naked bodies of his terrified Turkish enemies. This painting glorifies his victory of 1717 in full enlightenment and in the same century as the humanist revolution.
More recently, during the Boer wars in South Africa (1900-1902) the British built the first concentration camps in history and used the technique of burned earth to force the guerillas to surrender. In practice they starved the civilian population, women and children included. Germany, birthplace of Schiller and Goethe, Bach and Beethoven, invented Nazism and scientifically established extermination camps. During their colonial war in Algeria (1954-1962), the French – coming from the cradle of the democratic revolution – used torture. How can we explain why these highly civilized countries could descend to such levels of barbarism?
The most surprising aspect of this cruelty is how little concerned we are by the sufferings of those we consider to be the “others”. We were affected by the deaths of the nearly 3,000 Americans in the twin towers on 11th September 2001 almost to the extent of a personal loss, but hardly mention the Afghan civilians – most of them perfectly innocent – killed or wounded during the subsequent “war on terror”. The Israelis launch murderous attacks on Palestinians whom they consider to be terrorists and don’t worry too much about the innocent victims who are invariably killed. They are considered to be unavoidable Palestinian collateral damage. If there was any risk of Israeli collateral damage, the strike would certainly not be launched. In 1994 the death of one million civilians in Rwanda caused far less reaction in Belgium than the death of ten Belgian paratroopers, members of the peace mission who were trying to contain the situation there. Although mass killings were already in operation, the Belgian authorities withdrew all their troops from the country, abandoning the locals to genocide. The lives of ten million “others” are far less important than the victims in “my” tribe. Our capacity for emotion increases rapidly in proportion to the family bond we think we have with the people concerned. The more removed we are from them, the less we are affected by their sufferings.
But there are more trivial examples of this unconscious cruelty. Certain animals are judged harmful to us and we can kill them without the slightest hesitation. We kill mosquitoes and wasps. We go fishing to relax; in so doing we pierce the mouth of the fish with a barbed hook that we then extract; we cook lobsters, shrimps and crawfish alive.
For millions of years man hunted and defended himself against other tribes with very primitive weapons. Killing was unavoidably cruel. Hunter-gatherers had to be insensitive to the sufferings of both game and enemies. This insensitivity was a condition of survival. A bit of pleasure, i.e. a bit of sadism, made it easier to commit those acts that were essential for the survival of the tribe. Cats also like to play with mice. In every tribe the hunters and warriors were male, and this may explain why hangmen too were always male, and probably still are. Cruelty is a part of our instincts
There is no difference between the unconscious cruelty of lions, cats and crocodiles, and the cruelty of men which was just as unconscious. It is only since the humanist revolution that Westerners have started to think beyond their instincts.
The senseless destruction that accompanies every war is part of the same instinct. The destructions during conflicts – the bombing of Dresden and Warsaw in the Second World War, the sacking of Troy and of Babylon, the bombing of the Grand-Place in Brussels on the instructions of king Louis XIV of France in retaliation to a defeat somewhere else – is as old as humanity. Archaeologists only find ruins. Indeed, all ancient cities were eventually conquered and thus destroyed. When we destroy enemy property, we weaken him. This gives us an advantage over them and satisfies our instincts.
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Hitler is an extreme example of this instinctive need for destruction. He came to power by skilfully manipulating the political situation in his country. But his real programme consisted of only two elements: the eradication of the Jewish race, and the conquest of so-called "living space" for the Aryan race. However, it is not clear what Hitler wanted to do with this "living space" once won. Strangely, his programme never mentioned it. No reference to the redistribution of land, to the exploitation of resources nor of any other means of exploitation. His aim was to attack the "others" and to destroy. The conquest of "living space" was only an excuse.
Have we evolved today? Our school books often describe Kings and conquest regardless of the fact that they were always followed by murder, destruction and slavery. History is often rewritten to suit our tribal instincts and to justify our aggressions. The history of social achievements, arts and scientific progress are side-lined.
Before settlement, the size of hunting grounds was restricted by the limited distance tribes were able to travel. The product of the hunt was perishable and therefore of limited interest. Large conquests were of limited interest too. All this changed with settlement. Livestock and the content of granaries were worth stealing. Professional warriors under the authority of the King were permanently available. Instincts that had helped the hunter-gatherer tribes survive became the foundations of world history. Philip of Macedon and later Alexander the Great conquered Greece first, and then invaded the Middle East. Julius Caesar invaded Egypt and Gaul and after him the Roman Emperors continued the expansion of their empire. The list of conquerors is long and contains many well-known and respected names: Nebuchadnezzar, the crusaders, Tamerlane, Genghis Khan, the Turks, Napoleon, Hitler. As soon as a tribe is stronger than its neighbour, it automatically attacks. As this behaviour corresponds to our instincts, these wars are waged with full approval of the population.
The defeated suffer. After victories, the Romans used to organize a religious celebration they called a “triumph” to sanctify their military achievements. Troops paraded through Rome showing off their spoils of the war. They were followed by chained prisoners who were later sold into slavery. The highlight of the show was the victorious general, dragging behind him the defeated king or general who would later be executed. Why did the defeated deserve this fate? All they had done was to try and defend their countrymen against aggression. After the great Jewish revolt (66-70 AD), the Romans crucified their leaders and took away more than half the population for slavery. According to the Bible, the Jews had previously acted in exactly the same way. The only sin committed by the Philistines (whose name has become synonymous with stupidity, one wonders why), Madianites, Canaanites, Amorites or Jebusites was that they were not Jews. The Bible describes in detail how the Lord ordered the Israelites to exterminate them, women and children included. The much admired Alexander the Great had difficulties in taking the city of Tyre. As an example to other cities, after his victory, he crucified 2,000 Tyrians on the beach and sold the rest of the population into slavery.
Nowadays attacking one’s neighbour for the simple reason that he is weaker – as all conquerors have done throughout history – has become unacceptable. The Chinese invasion of Tibet is condemned by most people and Saddam Hussein became the black sheep of the international community after his invasion of Kuwait. Alexander of Macedonia and Napoleon did the same thing in the past but we still call them “The Great”.
The Western World has only started to condemn this behaviour in recent times. Ethical reservations appeared several millennia ago in the minds of a few great thinkers. Only recently have these reservations been accepted throughout society. Our opinions continue to change. We no longer think like our parents and grandparents. Yet Western society is under the impression that our ethical principles have always existed; that they are inborn. We do not often realise how recent they are, even in the Western World. A few examples should illustrate this.
For centuries, first England then Britain has been struggling with the Irish problem. It is difficult to take sides on this touchy and painful subject. But its history shows a marked change in the attitudes of the parties. Let us look at Britain. In 1916 Irish revolutionary Patrick Pearce launched what is now known as the “Easter Rising”. Initially the British had difficulties in controlling the situation. However once they did, in bloody retaliation they crushed the uprising and after a summary court martial shot the Irish leaders. They did this openly, convinced they were in the right. Today such revenge would be unthinkable. In 1988 the British Army shot three members of the IRA near the Spanish border with Gibraltar, trying to disguise the operation as legitimate defence. This action was later condemned by the Court of Human Rights. By 1988 it had become impossible to hold a summary court martial and to shoot opponents. This change in mentality has happened in less than a century.
In the same vein: after the French army crushed the Paris Commune in 1871, the revolutionaries were shot without trial or after summary court martial of doubtful legality. The number of revolutionaries shot during one week of reprisals was higher than the number of executions during the French Revolution. After this “brilliant” action, the head of the regular government, Adolphe Thiers, remained a Member of Parliament for the rest of his life. Not a single soldier of the regular army was indicted.
In modern war, the defence of the tribe has become bloody. In the First World War generals on both sides sent millions of young men to their death in operations of doubtful usefulness. They calculated the number of casualties expected and launched the attacks without misgivings. The number of men killed was for them theoretical, just like the number of artillery shells needed during the preparatory phase. Their political masters did not restrain the generals: they wanted victory at any cost, regardless of the outrageous number of victims. Was the civilian population better? Both the Germans and the Allies were cheered off to the war with flowers in their rifles.
Hardly twenty years later, in the Second World War, the Western allies (not including the USSR) tried by all means to limit casualties amongst their own troops. They had no misgivings however about “the enemy” and bombed Dresden, Cologne and Hiroshima without restraint. For the dictators, however, the good old methods continued. Hitler, Stalin and the Emperor Hirohito sent their soldiers to be butchered for their own prestige. The Japanese kamikazes committed suicide for the glory of the Emperor, and Stalin defended Stalingrad to the bitter end solely for the name of the city. Hitler blamed Marshal Paulus not so much for losing the battle of Stalingrad, but because he had surrendered instead of allowing his soldiers to be exterminated to the last man. For more detail on this last battle, read the excellent Stalingrad by Anthony Beevor.
During the peace operation in Somalia in 1992-1993, the Americans pulled out because of the pressure of US public opinion, shocked by images of the treatment by the Somalis of their troops killed in action. The bodies of the dead soldiers were dragged through the streets.
In less than a century the West has moved away from the senseless sacrifice of millions of men and is now aware of the value of every life. Today the major concern of a commander is the risk of the effect on the population of “body bags” in which fallen soldiers are returned home. Body bags have become a major concern for every government and people find it more and more difficult to accept the story they tell. The Romans would be very surprised if we travelled 2,000 years back in time and blamed them for using prisoners of war as gladiators, or captured young male and female enemies as prostitutes in their brothels. Or if we told them that is was senseless for the legions to fight against each other in civil wars for the personal glory of Pompey or Caesar, Augustus or Anthony.
That Peace Operations exist at all is in itself surprising and a consequence of this change in mentality. Never in the past would the Assyrians, the Israelites, the Romans or the Egyptians have had the unselfish idea to send their troops to defend other tribes. But in modern society, public opinion persuades governments to launch expensive operations to defend human rights. Of course economic interests play an important part in the process. But even a century ago we would have sent troops to conquer instead of to defend these countries. When a government wants to launch an attack to protect of the financial interests of powerful financial groups, they must disguise it as a peace operation to make it acceptable. And so far we have been able to prevent a few massacres. There are not so many of these, but let us be complacent: there is no reason to be ashamed of our successes in Bosnia and in Kosovo. We have also been able to establish tribunals to judge crimes against humanity, which seem to be working. Nobody could have dreamed that it would be possible to judge the leaders such as Alexander the Great, Julius Caesar or Napoleon. But that is exactly what we have done with ex-Nazis and with Pinochet and Milosevic.
Sadly, this change in attitude has only happened in the West. We Westerners live under the banner of the humanist revolution and are trying to impose our democracy and our free enterprise on others. Other countries sometimes play the game when they want to influence our public opinion. For instance, Saddam Hussein had used chemical weapons against Kurds and had abducted tortured and executed opponents and Kuwaitis without scruple. After the reaction of the West, he tried to arouse public opinion by showing every Iraqi victim on television. Outside the Western World, political upheavals continue to result in blood baths, such as in Indonesia in 1965 when Suharto’s troops killed one million communists, the genocide in Rwanda in 1994 or Stalin’s purges before the Second World War.
Western Civilisation has had the wisdom to create, for the first time in world history, the principle that all men are equal and subject to the same human rights. But we must remember that this principle is new, even in the West, and that here too it has been subject to recent developments. Sadly, for the most part these ideals are absent elsewhere in the world.
The one instinct that humans should try to control by free will is our inborn cruelty. It is time that those who recruit child soldiers in Africa, who take hostages in Colombia and who behead both opponents and sinners in the Muslim world discover this essential truth.
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6. THE HEART OF THE MATTER: OUR INSTINCTS
“What we call instincts are in fact a set of directives chemically registered in our genetic system.”
J. Hamburger
All animals, man included, have automatic patterns of behaviour which we usually call instincts. They form the basis of this essay and deserve further analysis.
The definitions of the word “instinct” are more or less the same in most English dictionaries and don’t seem to have changed over time. Three meanings were suggested in the 1979 edition of the Collins English Dictionary:
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The innate capacity of an animal to respond to a given stimulus in a relatively fixed way
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Inborn intuitive power
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Intuition: knowledge or perception not gained by reasoning; instinctive knowledge or insight
If we look at Collins, 2012 edition, we see that the third of these definitions has changed slightly in wording but not in substance. This now describes intuition as “a natural and inborn aptitude”.
The first of the three definitions is clear: an innate automatic response to an outside stimulus. Surprisingly it only applies to animals, not to man. Man apparently has no instincts, only intuition and inborn aptitudes. Is this not surprising? We know that we have a strong instinct for survival: this is accepted as common knowledge. But even this kind of instinct is not mentioned in the definition. Dictionaries are not meant to be revolutionary. What they describe reflects as far as possible the general opinion of their time. They demonstrate that people believe that animals have instincts. If man too has instincts, this fact is not publicised.
Even amongst intellectuals, ideas about instincts still differ. Psychologists, philosophers, religious leaders, sociologists all have their views on the matter. Some of them base their ideas on the principle of dualism that says that body and soul are two different entities; others prefer monism that says that body and soul are one. In addition, there is a difference between what scientists call genotype and phenotype. Patterns of behaviour that derive from the genes form the first group; those that are the result of education form the second group. In fact in my opinion there is no essential difference between genotype and phenotype. The education of offspring is probably found in the genes of the parents; this explains why all lions teach their cubs the same hunting methods. Ultimately these different points of view result in a large spectrum of opinions; from the religious belief where we are considered to be fully responsible for all our actions to the viewpoint of certain scientists who are convinced that we are completely programmed and have no free will at all. We will not discuss all these theories. They are however in agreement on one point: instinct relates to automatic behaviour rather than free will.
Humans possess a strongly developed intelligence which they often use when making decisions. From what we have already said in this essay, we can conclude that there are two essentially different types of intelligence. The first is our faculty – and that of the most developed animals – to adapt our actions to the circumstances when we follow one of our instincts. Biologists research animal intelligence in elaborate experiments. In most of these, if not in all, they use the carrot and stick approach in the search for food, i.e. when the tested animals follow their survival instinct. Men also use their intelligence whilst at the same time following their instincts. When hunter-gatherers are searching for food, and are also following their instincts for survival, they do this using their intelligence. This gives them a better chance of survival. In my view, during most of pre-history and history, this is the only form of intelligence used by man. He invented his hunting tools to be able to feed himself and his family. We will call this first form of intelligence an instinctive intelligence.
But we can also use our intelligence to control our instincts, to transcend them. Man can only use this type of intelligence because his free time allows him to do so. Before that, although his brain capacity was certainly large enough, his energy needed to concentrate on survival. This form of intelligence only exists in man and is absent in animals. For me, this is our true intelligence. To distinguish true intelligence from our instinctive intelligence, I will use the term “free will”.
In 1963 the American psychologist Milgram performed a test at Yale University which is a good example of this difference. His results can be found in his article "Behavioural study of obedience" which created a sensation amongst scientists. A number of volunteers were divided into two groups at random. The members of the first group had to carry out a role as torturers, the others as the tortured. They were all warned in advance that they might have to undergo painful experiences. They were told that the aim of the test was to study the influence of pain on intelligence. All volunteers agreed to this, probably attracted by payment. The organisers explained that the members of the first group would inflict real electric shocks on the second group. In fact, the aim of the test was not to study the influence of pain on reasoning, but to study the behaviour of the torturers. The draw was faked. The volunteers were not all genuine and the group of the “tortured” was composed of members of staff who would simulate pain. A set of lights, not seen by the torturers, gave the tortured group indications on how to react. Directed by the official organisers of the test, who were all wearing white medical coats, the torturers were told what to do. Most of them obeyed orders and even inflicted electric shocks, marked “danger, powerful shock”, taking no notice of the howls of pain they could hear. They participated actively in the test and made “constructive suggestions”. They clearly used their instinctive intelligence by integrating completely into their temporary new tribe, obeying their new leaders and treating all other tribes as enemies. But some of the volunteers (alas, only a minority) soon refused to continue. They used their free will to overcome their instincts.
We are permanently faced with this difficult choice: follow our instinctive intelligence or use our free will. Very often by following one rather than the other we arrive at completely opposite decisions.
We are faced all the time with this contradiction: we either use our intelligence to follow our instincts or we use our free will to control them.
We are all convinced that not only do we have strong free will, but that we follow it and that our decisions are therefore the result of thought and analysis. As already explained, this is not true. In a few rare circumstances man tends to use his capacity for free decision . For instance when at work, he often prefers to use all his thinking capabilities to reach his objectives, whatever they may be. In other circumstances however – when emotions come into play, or when he feels in danger – he will blindly follow his instincts. A typical example is falling in love. Do we not happily accept that “love is blind” and that we should therefore follow our natural inclinations, in other words, we should follow our instincts? For most of us love at first sight and passionate love are perfectly suited to human life. Reasoning at these moments would not be appropriate. We should not disregard our feelings and replace them with cold reasoning. But if we allowed our free will to control our impulses more frequently, we could lead happier lives. And in love, we could perhaps avoid some horrid divorces of the “cold war” type. There are however cases where free will and instincts compete with each other. We can however make a few interesting remarks about these cases.
The first observation we can make is that the more intelligent a person is, the more often he will exercise his free will. In their book “Fashionable Nonsense”, published in English in 1998, Alan Sokal (professor of mathematics at the University College, London) and Jean Bricmont (physicist and philosopher teaching at the University of Louvain) quote the following statistic: in the United States of America, half the people believe that the world was created just as it is described in the Bible. This means that they believe that Adam and Eve really existed, that Eve was created out of Adam’s rib, and that this happened about 6,000 years ago. Among university students, this percentage drops to 27 per cent. Although this figure is still high, it is better than in the general population!
As long as our environment is stable and prosperous, it seems that our free will expresses itself reasonably often. However, when we perceive a danger, imaginary or not, we automatically tend to abandon reason and fall back on instinctive behaviour.
In our modern world, when we have to make a decision, we often find that the facts are complicated with lots of elements interfering. Our hunter-gatherer instincts don’t like all these complications. It is much easier to ignore the real problem and follow our instincts. And these instincts tell us that, if there is a problem, it must be the fault of “other tribes”. We find fine examples of this “transfer” of responsibilities in the international arena. It is much easier to blame other countries than to analyse the real problem. In all the participating countries, the First World War started with jubilant crowds, ready to go and defeat “the enemy” as quickly as possible. The troops left with a flower in their caps, sometimes even in their rifles. Jean Jaurès, the brilliant French statesman, was convinced – quite rightly, in the opinion of most historians – that the international tensions could easily be resolved through negotiation. He was murdered by a fanatical French nationalist who considered him as a traitor. Jean Jaurès was one of the few people who did not follow his basic instincts. The war that ensued was as murderous as it was futile.
Once this transfer from free will to instincts has been made, it is very difficult to reverse the situation, even if the original problem disappears. Our instincts are difficult to control and will resist any reversal of attitude. Most of the time people do not even realise that they are using their intelligence to follow their instincts. At the root of these instinctive reactions there are often economic problems. But people transform them into something else. In Africa they are changed into tribal opposition, in Northern Ireland and in the Muslim world they have become religious problems and in my country, Belgium, they have become a problem of language. Yet tribal infighting, religious fundamentalism and linguistic nationalism will never solve the real problem at the base of the tensions. On the contrary, all efforts will concentrate on solving false problems, leaving the real ones to fester.
In our modern world, our tribal instincts are counterproductive. They often disguise the real problems and consequently prevent a reasonable solution being reached. In addition, our instincts exacerbate our passions, so that reasonable solutions become more and more difficult to apply. We can see this clearly in Israel.
Should we conclude that some instincts are good, and that others are bad? This is the wrong question. We should be able to control our instincts with our free will. That is the important point. Steven Pinker, the American psychologist already quoted at the beginning of chapter 4, has described this in a rather amusing way. On the instinct of procreation he says: “… I do know that happiness and virtue have nothing to do with what natural selection designed us to accomplish in the ancestral environment. They are for us to determine. In saying this, I am no hypocrite, even though I am a conventional straight white male. Well into my procreating years I am, so far, voluntarily childless, having squandered my biological resources reading and writing, doing research, helping out friends and students, and jogging in circles, ignoring the solemn imperative to spread my genes. By Darwinian standards, I am a horrible mistake, a pathetic loser …But I am happy to be that way, and if my genes don’t like it, they can go jump in the lake.”
Even worse: the most powerful leaders in the world often do not distinguish between instinctive intelligence and free will. Supported by public opinion, they believe that they are applying intelligent solutions, while in fact they are leading their country into a brick wall, as we have seen in Iraq and in Afghanistan.
Our long history as tribal hunter-gatherers slowly shaped the instincts that were necessary to survive in a hostile environment. In parallel the hunter-gatherer developed his intelligence. Initially he used it in a practical, utilitarian way. But gradually his intelligence allowed him to analyse, to judge, to choose, to follow his free will. When used in this way, intelligence often opposes man’s instincts. This daily contradiction often explains our behaviour. The arrival of democracy and of free enterprise increased the contradiction between basic instincts and the values brought about by these two recent concepts of democracy and free enterprise. We should be able to install a new computer in our heads…..
7. FREE WILL
“Scientists say free will probably doesn’t exist, but urge: Don’t stop believing!”
Jesse Behring (Queen’s University, Belfast)
Free will is the factor that most of us consider makes us human. Indeed, free will is the only thing capable of curbing our instincts. Yet it is not easy to comprehend.
The branch of science where free will is examined in depth is Philosophy. It is certainly the nucleus of one of the branches of philosophy: ethics. Two opposite viewpoints are recognisable: monism and dualism.
Since he appeared on earth, man has been a dualist, be it consciously or unconsciously. Even today, the vast majority of men are still dualists. Dualists consider that we are composed of two complementary but separate entities: body and mind, or, for religious people, body and soul. For dualists, the body obeys the mind but evolves independently. The body may change, age and waste away: the essence of the mind – of the real “me” – will not change. We are born with it, and we will die with it. The body cannot survive without the mind and starts to rot as soon as we die. On the other hand for many dualists, mainly those who are religious, the mind or the soul will survive the decay of the body. In most religions, the soul will even receive reward or punishment after death, or will even reappear in another body to lead another life. Dualism is an essential part of religions. In most, God judges the soul, for it is regarded as responsible for all the body has done during life. Dualism is at the heart of religions.
On the contrary, for monism mind and body are one. Mind is not independent but – to put it simply – it is only an electrical current which flows through neurones. The quality of our mind is defined by the quality of our neurones. If our neurones deteriorate, for instance due to old age or to an illness, our mind will deteriorate as well. Mind is an appendage of the body, not the contrary. This theory is recent and only dates from the 20th century.
Regardless of our philosophical or religious convictions, the monist theory goes against our intuition. When we say “I”, we really mean our mind for we consider that this forms the basis of our real personality. This sentiment is probably common to all men. We consider that our mind is the real “me” and that the body is only an appendage. We can lose an arm, a leg, or even be completely paralysed; as long as our mind is not damaged we feel that we are still “ourselves”. Intuitively all men are probably dualists, and most of us are not even aware that there is another option.
In the scientific community, however, fewer and fewer scientists are dualists, even amongst those who are religious believers. Why is this?
Firstly, if an independent, immaterial soul or mind existed, how would it communicate with the body? How would it order the brain to send the required signals through neurones to the rest of our body? Such an interface has never been discovered in our bodies.
Modern science requires that every hypothesis should be verified. The soul is no exception: researchers would have to find its traces. Other questions remain unanswered. If the soul exists, what is it made of? Where is it? How does it function? How does it express itself? The modern scientist no longer accepts unproven theories. He wants proof in nature. In practice, no such proof has ever been found, not even a vague indication. Dualism is therefore in all probability an illusion inherited from our intuition. In any case, it is a concept that is disappearing in the world of science.
Monism is however not easy to accept. A monist is probably somebody who fights off his natural intuitions. All of us believe that somewhere behind our eyes there is “something” that sees, judges, chooses and decides and is therefore our real “me”. We organise our lives around this belief: it is that inner me that thinks and decides. And we believe that this me is free and independent. As Richard Dawkins explains in The God Delusion, we have become dualists because of Darwinian evolution. For him, as for many other scientists, our dualist belief is engraved in our chromosomes. Why did man evolve in this direction? What advantage did dualism offer to man for survival in a hostile environment? This is still an open question. No convincing answer has yet been accepted by the scientific world. A possible explanation might be that without dualism there is no religion; and common thinking was essential for the survival of the tribe. Dualism is so widespread however that it must be linked to our instincts.
The essential question is: are we free to choose when we have to take a decision? Do we really have, hidden somewhere deep within us, a corner of our brain that is free and intelligent and that can decide completely independently? Real life does not seem to confirm this. We know our friends well, which often means that we can predict what they are going to think or do. And we are rarely mistaken. But if we can so easily predict what our friends are going to do, what does that mean concerning their free will? Where is that little person hidden in their heads that sees, judges, thinks and chooses freely and is their real “me”? If all humans have free will, how can we explain that during psychological tests we often react in a predictable way? The results are then reflected in statistics published in specialised manuals. Where in our brain is that little man – sometimes called a “homunculus” – hiding? And if some day we find him, would we not just have moved the problem one stage further? We would then have to start studying him, and the previous problems would be repeated: where is he, how does he interact with our body, and how does he decide? Has he got another even smaller homunculus of his own? Where in the brain would we find this group of neurones which, unlike our other neurones, would not react automatically but would have a choice? And how would this choice be organized in practice?
For a true monist, man receives external impulses through his five senses. These impulses are very complex: our eyes read books or watch television and our ears hear language. Bur essentially we react like a computer. Once we have used the computer mouse and pressed the keys on the keyboard, everything happens automatically. A virus can of course have infected the computer, or changes to computer programs of which the owner is unaware may have altered its mode of functioning. But this does not change the principle of automaticity: it only surprises the owner. Yet we often react as if the computer was a living being. We use sentences like “he doesn’t want to do what I want” or “he is slow again today”. We become angry, people are known to have hit their computers! We act as if it was a thinking animal unwilling to do what we want. If the poor computer “misbehaves”, it is because we give it poor commands or because there is a mistake in a program, not because it has free choice. Essentially man functions in the same way. External impulses act on our senses and the rest is determined by the structure of our brain. Our brain can be imperfect, or may have been damaged, but this doesn’t change its automatic functioning. Nor does the fact that the brain is vastly more complex than any computer, that new connections are made throughout life and that others are lost alter the fact that it reacts without having a choice.
Such a theory is quite offensive. None of us accept willingly that in the end we are only machines reacting to external inputs or accidents modifying our brain. We know, we feel, we are convinced that we are free to decide in all circumstances of our lives. If we were not, how could we explain that the humanist revolution was successful although it went against our tribal instincts?
Many thinkers have tried to reconcile monism with their deep conviction that free will exists. The problem is far from being resolved; many books and articles have been written on the subject. I do not intend to detail all the theories that have been written on the subject, if only because none of them reaches a satisfactory conclusion. I will however mention a few of them.
The religious option asserts that men have a soul that chooses freely and is responsible for our actions. The choices made by our soul will determine our future after death. This operates by the will of God. The French philosopher Nicolas Malebranche (1638-1715) goes so far as to declare that the interface between our soul and our body is God himself. He is there omnipresent and will cause our body to move in the way that our brain has decided. When I decide to lift my arm, it is God who makes it move in accordance with my decision. Thank you God. I will say no more.
Another theory asserts that the problem is one of language. Language would not be able to cope with the problem and therefore we cannot understand the problem as our incomplete ideas are based on an inadequate vocabulary. Sadly for this theory, most scientists consider that the brain does not use language to function, but has its own language, sometimes called “mentalese”. Have we not all had the experience that we understand something completely but can’t express it in words?
Finally there is a theory that is a further development of the previous one on language. It is defended by the American philosopher Noam Chomsky (born 1928) and the psychologist Steven Pinker mentioned at the beginning of chapter 4. They are both monists who strongly believe in free will. Their theory is that our brain is too limited to understand free will. We all know that the extent of our memory is limited (we can only remember so many telephone numbers by heart) and so are our thinking faculties. There are problems we will never be able to understand. For instance our brain is incapable of “seeing” in four dimensions, and they say that it is also incapable of “seeing” free will. Steven Pinker adds that any object – including our brain – can never understand itself. To understand something one must be able to look at it from the outside. I am not sure that this is really a satisfactory explanation, but until now nobody has found anything better.
Where does this leave us? Nowhere. So far it has proven impossible to determine scientifically whether we have free will or not. To conclude I can only mention my own best “belief”, like the jury in a court case who decides without being certain.
Man is far from being as free as he would like to be; and many decisions we take are predetermined by our chromosomes. We have already described our inter-tribal instincts. These instincts are far from being our only ones. The result is that most of the time – if not always – our behaviour is guided by chromosomes more than by thought. Yet, in the end, I believe that free will must exist. How would man have been able to invent humanism? Without free will, how can we explain Einstein, Mozart or Bertrand Russell?
I would like to express the following view. Our brain is incredibly complicated. It is estimated that it contains some hundred billion neurones. There are a thousand times more connections called synapses between them. These numbers are so vast that we can’t really grasp their magnitude. The following figures are easier to understand. During the weeks around his birth, a baby makes 40,000 synapses per second. A cubic millimetre in our brain contains hundred millions of them. A neurone has dendrites which bring impulses to the body of the neurone and axons which send impulses to other neurones. Whilst the number of neurones stays constant, dendrites and axons are created and disappear during our whole life and all this is commanded by our brain. The size of our brain, the appearance and disappearance of dendrites, axons and synapses, are all far beyond our understanding. The complexity of our brain, together with the fact that it modifies itself continuously under the impulse of the environment through our senses, is
also far beyond our understanding. Could this complexity not be considered to be a form of free will? Is this fabulous and evolving complexity not the essence of our ability to choose?
Whatever the truth, the main point is that something in us allows us from time to time to control our instincts.
Alas, not many men use this faculty. But this is what we will continue to call free will.
In the following chapters, we will look at a few specific examples of the influence of our inter-tribal instincts and of our free will on our actions.
8. NATIONALISM
“Nationalism is an infantile disease. It is the measles of mankind.”
Albert Einstein
Collins English Dictionary gives two main definitions of the word “nation”. (Their third definition applies principally to North America, where different federations of Indian tribes are also called “Nations”.)
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An aggregation of people or peoples of one or more cultures, races etc., organized into a single state.
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A community of persons not constituting a state but bound by common descent, language, history, etc
The first definition of a nation describes the legal entity that is recognized by the international community and is entitled to a seat in the United Nations. The second definition describes the group to which people feel they belong, and is not necessarily the same as the legal entity of which they officially are part. Often the two match each other, as in the case of France, the United States and many others. However, in other cases minority groups feel that they do not belong to the official state into which they have been integrated and try to break away from it. Examples include the Basques and the Catalans in Spain and the Chechens in Russia. In the framework of this essay, we intend to concentrate on the second group.
Nationalism as we know it today is a modern phenomenon that appeared during the 18th century. On the face of it this may seem odd. The humanist revolution is essentially interested in the individual, whilst nationalism is interested in the group without specifically looking at the individuals who compose it. Each person automatically belongs to his Nation, regardless of his personal qualities. Despite the fact that they were serial killers, Fred West was “British” by right and Jeffrey Dahmer was “American”.
The first example of this modern form of tribalism appeared in France during the French revolution. On the one hand the revolutionaries were conscious of the universality of their message and like missionaries they wanted to bring freedom, equality and fraternity to all mankind. On the other hand they remained deeply attached to their country. They adopted the bloodthirsty “Marseillaise” as their national hymn:
Sacred love of our country,
Lead, support our avenging arms!
Grab your weapons, citizens!
Form your batallions!
Let us march! Let us march!
May impure blood
Water our fields!
How aggressive! Why “avenging arms”? What do they want to “avenge”? In whose veins runs that “impure blood”, implying that French blood is pure? This violent and romantic nationalism spread through Europe like wildfire and has infected all classes of society right up until the present day. The individualism of the humanist revolution contradicts our basic tribal instincts as hunter-gatherers. Here we have a typical example of the conflict between our instincts and our free will described in chapter 4. We strongly support humanist principles, but our instincts remain unsatisfied. To compensate, we idealise the cult of the tribe. We are individualists, which satisfies our intelligence. At the same time we are nationalists and thereby satisfy our instincts.
Nationalism invades politics. The First World War is a horrible, but typical, example. Nationalism has affected my own country, Belgium, and is in the process of dividing it over a problem of language. Politicians who seek power but who lack political manifesto often use it to gain support from short-sighted people. It is however not only in politics that we find nationalism. In a more subtle way, it has also affected intellectual circles and in particular art. Classical music is a typical example. The 19th century saw the birth of “national schools”, as in Germany (from Beethoven to Richard Strauss),Russia (Mussorgsky, Rimski-Korsakov),Czechoslovakia (Smetana, Dvorak and Janacek),Poland (Chopin),Hungary (Liszt and Bartok) and many others. These composers were often members of nationalistic organisations, were interested in folklore and tried to create a typical national style. The artistic marriage of romanticism and nationalism seems odd. The romantic artist is above all an individualist who feels he is not understood and who is melancholic and unhappy as a result (Beethoven is a typical example.) And at the same time he immerses himself in nationalism where he is part of the crowd. Despite their nationalism, these artists created timeless masterpieces. But Bach, Mozart or Handel have produced the same standard of music without the influence of nationalism.
There are limits however to the coexistence of free will and tribal instincts. When the conflict between the two becomes too much – for instance in the face of possible danger – most humans will follow their instincts rather than their free will. This has already led to two World Wars.
Fortunately, in the longer term the West seems to be evolving in the right direction. Our nationalism has become less restrictive and we accept the presence of other Westerners in our own countries. However we do not regard people of other origin in the same way. Those who want all foreigners to “return to their home country” should be logical and accept that Westerners who work abroad should also be asked to return home. What our instincts say is clear: we can go abroad and exploit Third World countries, but we often resent the presence of their nationals in our countries.
Our understanding of “hunting ground” should also change. The important factor is not the surface – the number of square miles – of a territory any more, but its potential. A desert is only worth the potential, eg oil, it contains. The smallest countries -Switzerland, Monaco, Liechtenstein – are sometimes rich whilst larger countries can be poor. Borders are no obstacles to economic transactions: the whole world has become one immense hunting ground. Yet, instinctively the surface of a country is still important. Countries will go to war over small areas of ground without value. Kosovo is a typical example. Economically, Kosovo is the poorest part of ex-Yugoslavia. It has a few low-value minerals and outdated farming. The possession of this poor land has resulted in a war and ethnic cleansing. Economically this doesn’t make sense. For the Serbs however, Kosovo is a national symbol. Although inhabitants of Kosovo are mainly of Albanian origin, the Serbs consider it as being the birthplace of the Serb nation. Their defeat by the Ottomans in 1389 is now a symbol of Serb courage. Other examples of the importance of surface of land are the Falklands war in 1992 and the tragicomic incident over a few uninhabited rocks in the Mediterranean called the Perejil (or Parsley) Island between Morocco and Spain in 2002. When two fighting parties negotiate a peace settlement, the most difficult part of the negotiation is generally the definition of borders. In Bosnia, the peace was long delayed because of territorial demands. In Belgium, a country in the heart of Europe, the Flemish catch phrase is that “no square inch of Flemish ground should be lost”. Regardless of its value, it is generally unacceptable for a country to forfeit the tiniest piece of land. Nationalism is an ancestral instinct.
Instinctive nationalism obstructs democracy and undermines ethical progress in society. Yet today most people regard moderate nationalism as positive. The UK recreated a Scottish Parliament in 1998 although the Scottish and the English Parliaments were united in 1707 by agreement with the Scots. In 1998 it also created for the first time a Welsh parliament. This type of decentralisation is very fashionable. We should ask ourselves whether moderate nationalism would be a benefit in our modern world.
For millions of years man, and before him his arboreal ancestor, lived in tribes. He is a social animal and needs contact with other members of his group. He lives with his family and if this family relationship disintegrates he is shaken to his roots. He visits relatives and friends and is often interested in genealogical research. The circle of his family and friends is usually relatively small. The tribe that is the basis of our instincts was also small: probably 100 to 200 people. Desmond Morris claims in his book “The Naked Ape” that the numbers in our address book is roughly the same as the numbers in old tribes of hunter-gatherers.
Modern man also still has need of other people. In the tribes of hunter-gatherers each individual could perform any task needed by the group. In hunting and gathering everybody could be a beater or a slaughterer of game or could make traps or pick fruit. Some were however better than others at certain tasks. Only the roles of the male and the female members of the tribe were specific. In chapter 10 we will discuss this aspect of tribal life further. After settlement, the tasks became more complex and the members of the tribe started to specialise. Modern life has become even more complex and the group has been required to expand in order to cater for all the specialised demands in society. Even from a purely practical viewpoint, man cannot live alone. He is condemned to live as part of a group.
Today’s national boundaries have been created by history. These boundaries appeared without logic, tossed about by the outcome of wars and the uncertain fate of their rulers. The twisty lines of the borders on the map of Europe demonstrate their deficiencies. Recently a murder was committed in a house cut in half by the border between The Netherlands and Belgium. Police and magistrate need to tread carefully in this complicated legal warren. Nations which exist within these unreasonable borders are unlikely to be able to meet demands of our modern world, with the culture of democracy and free enterprise we have created. Sovereign nations as they exist today are ill suited to our needs. In addition, free enterprise would function better without the useless barrier of frontiers.
Does this mean that we should remove all borders and all nations? This question sounds a bit unrealistic. Nevertheless, both nations and borders are changing slowly but surely. In Europe more than elsewhere, countries are transferring more and more of their powers to the European Union, relinquishing parts of their sovereignty. International treaties like GATT (General Agreement on Tariffs and Trade) or NATO restrain nations from making their own decisions in certain fields. All these transfers of sovereignty represent breaches of national borders.
Today, national frontiers are no longer the only borders. We are surrounded by a series of concentric circles. Each of these circles has its own border. Their members have elements in common which differentiate them from others; membership of each brings with it rights and obligations. I have identified seven of these circles.
Firstly, each human is himself: this is his smallest circle. It is however an important one; we are individualists and are driven by our instinct for survival which dominates all other instincts. Most laws apply to each person individually.
Secondly, our next circle is our household. If someone lives alone, then this circle is identical to the previous one. However very often we will be part of a family. In certain cultures this family includes grand-parents, uncles and aunts. In Western society, the household is now traditionally composed of husband and wife plus children, with sometimes an elderly parent. This circle imposes moral and legal obligations. Marriage gives the couple a specific status, and parents are responsible for their children.
Thirdly we find the local community – village or town – with its specific rules and taxation, local police security and cervices. This level corresponds to the tribe of our hunter-gatherer days. It is in this circle that many people have their friends and where, when they go out, they bump into someone they know. fourthly comes the county, region, canton or any other sub-national administrative entity.
Fifthly we belong to our Nation. Beyond this, as, a sixth circle, many large cultural groups have founded international organisations. Amongst them we find the Arab League, the Organisation of African Unity, the European Union, NATO and others. And finally, the last circle, we are citizens of the World and belong to the United Nations.
The circle defined by national borders is no longer the last one as was the case up to a century ago. Formerly the only influence that existed outside the nations was agreements between heads of state which were generally undone as soon as they were agreed. Yet, today the national circle is the one most people identify as their tribe. This is probably why it is still the most visible. As we however just discussed, it is certainly not the only one.
Ideally we should apply the system of subsidiarity which means that each area of responsibility should be at the lowest level where it can be exercised efficiently. There are two good reasons for this principle. The first one is efficiency. It would be ridiculous to organise garbage collection or the local police from the United Nations. The second reason is that humans feel more comfortable in small groups where integration is easier than in larger groups. But when something can be organised more efficiently by a larger group, then there should be no hesitation to transferring responsibility to that level. For instance individual nations alone are unable to fight internationally organised crime or terrorism. Retaining these responsibilities under national control is inefficient. The economy is now global and money is not restricted by national borders. The successive financial crises demonstrate that national governments are ill equipped to handle them on their own.
Today the most visible of these circles is the nation. Most countries tend to centralise responsibilities and take decisions at the top; in many cases these decisions would be better left to the local authorities. At the same time they are reluctant – and often for reasons of instinct – to allow problems to be dealt with at higher levels. In practice we are still far away from operating an international organisation where responsibilities are carried out at the most efficient level in the structure. Things do however look encouraging. Europe is making positive progress, as is, for instance, international police organisation.
Our main mistake is to feel attached to our own countries. Of course these feelings are still important. We should continue to feel that we belong to a closely knit group: at our work place, in our football team or with close friends. But here also, we should control these instinctive feelings by reason and free will.
Our tribal instincts don’t feel comfortable with the ongoing intellectual pressure they have experienced since the Humanist Revolution. Often they disguise themselves and hide behind an acceptable mask. Culture is one of the concepts that we often use to excuse the inexcusable. So called cultural differences between nations are smaller than our instincts lead us to believe. Inside nations themselves there are cultural differences which we tend to gloss over. The English elite is embarrassed by the behaviour of English hooligans; and the German intellectuals are closer to Spanish or American intellectuals than to the neo-Nazis who are their compatriots. Worldwide, scientists, artists and doctors feel they have many common interests and are often in contact to discuss these.
The word “culture” has many different meanings and should be used with care. For me culture can be divided into two main groups, real culture and tribal habits.
Human progress belongs to the first group. Examples are scientific progress, art, social development etc. This culture is common to humanity in general. Chinese musicians play Western music admirably well and impressionism in art is unthinkable without the influence of Japanese prints. When Chinese archaeologists found the 2200 year old buried terracotta army of Emperor Qin Shi Huang in Xiang the whole world was impressed by its beauty which transcends all frontiers and barriers. Local habits – for instance cuisine, folkdance or vernacular architecture – also belong to this category of common wealth. There are Chinese restaurants in France and French restaurants in Japan. Tango is danced the world over and the Swiss architect Le Corbusier created the Brazilian capital, Brasilia.
But on the other hand there is a group of tribal habits that our instincts try to make palatable by using the word “culture”. Do excision, harems, the right to beat and repudiate your wife deserve respect in the name of so called multiculturalism? There are less extreme examples. Language is often used to consolidate nationalism. A chisel and a block of marble are useless without the sculptor. In the same vein, language only becomes culture when used by a poet or a great orator. Like the great Hungarian writer Koestler (1905-1983), many authors have written wonderful books in a language that was not their mother tongue. The French author, Alain Finkielkraut, argues in his book "The Defeat of the Mind" (1987) that the modern extended meaning of the word “culture” breaks with universal humanism to consolidate isolationism. Our instincts have found in the word “culture” a very useful tool to put our reason to one side and, occasionally, to justify the unjustifiable.
Having just described many disadvantages of nationalism as we know it today we can ask the question: is there such a thing as acceptable nationalism? On condition that nationalism would cease to be instinctive and would become reasoned, the answer to this question is “yes”. Man needs structures around him. His borders should be well thought out. Social elements such as language can be taken into account as they make the workings of any group easier.
The main mistake is the belief that we belong only to one group and others can be ignored. We inherited this idea from our days as hunter-gatherers when we did indeed only belong to one tribe. All nationalist movements consider that they belong to one single group, idealise it and try to isolate it. In many places extreme forms of nationalism develop and consider all others to be enemies. They imagine that, once on their own, all problems will disappear. Examples around us include the Scottish Nationalists who do not understand that one can be British and a Scot at the same time, and the Afghan or Hindu fundamentalists.
One of the surprising areas where nationalism is evident is in sport. People tend to identify with their sportsmen. When the national football team of a country wins an important competition, all its countrymen feel that they have participated in the victory. When a player participates in the final round of a popular international competition, the Head of State feels obliged to attend, whether he is personally interested or not. At the end of the game, the country of the winner is jubilant, whilst the loser’s country seems to have been struck by disaster. The methods used to secure victory are unimportant and sportsmanship is disappearing. The result is what counts; it brings with it glory for that nation.
In everyday life we see a more harmless form of nationalism: the wearing of uniforms. Man likes to be identified as a member of a certain group and wears its emblems such as pins, sweaters and scarves. He wears rosettes in his buttonholes and identifiable ties. Religions love to be recognised. Christian girls wear jewellery in the form of crosses
and Muslim girls headscarves. Fashion also displays to which group we belong. Some wear jacket and tie, others wear hippie clothes or have punk hair. We do not always understand that wearing a uniform can be aggressive. It shows that we belong to one group and therefore not to others. A good example of this is the headscarf worn by many Muslim women which indicates a lack of integration. Intolerant people tend to resent the fact that these women show that they do not belong to the same tribe.
Two final thoughts before concluding this chapter. In the West we use two basic principles we consider to be democratic: human rights and the rights of nations. Even the Human Rights Charter of the United Nations mixes the two. Implicitly this Charter is written for use by nations. The term Nation is used in one third of its articles. Article 15 says that “Everyone has the right to a nationality”; then there is that strange article 29, “Everyone has duties to the community in which alone the free and full development of his personality is possible”. No room for future citizens of the world: nationalism is mandatory. However there are contradictions between the two sets of rights. We promote the right of self-determination of peoples considering them automatically to be one and united. What about individual rights? If tomorrow the Iraqis opt for an Islamic Republic, what will become of the individual rights of forward looking intellectuals? The right of peoples is most probably a lure set up by our tribal instincts and in my view the Human Rights Bill should be rewritten for the sole benefit of individual man.
Secondly, our judicial system is based on the correct principle of individual responsibility. I am responsible for what I have done, not for what others have done. Still, in 1970, Willy Brandt, then German Chancellor, apologised for the crimes committed by Germans during the Nazi regime although he himself had fled Germany as a boy in 1933. In 1995, Jacques Chirac, then French President, did the same thing concerning genocide of the Jews. In the UK, a strong movement is trying to obtain apologies from the Japanese government for the war crimes committed during the Second World War by the Japanese Army. All this is a denial of the principle of individual responsibility and a recognition of tribal responsibility. Nobody should ever be held responsible in whatever way for acts committed by somebody else.
The West has succeeded in removing some of the rougher edges of tribalism. We still continue however to find its effects in many unsuspected corners. Some of these, such as racism, are to be condemned. Others, like wearing certain types of clothes, are trivial if not laughable. However nationalist feelings all are counterproductive. Our humanist society must continue to be non-tribal; otherwise we risk returning to the mistakes of the past. Nationalist passions aggravate the real problems in society without proposing realistic solutions. Essentially, nationalism is a hindrance to the harmonious development of society.
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9. RELIGION
“In the year thousand at the assembly of the parliament, Althingi, the Icelandic nation was divided by a deep rooted division about religion and the future of the nation. The chieftain and speaker of the law then, Thorgeir of Ljosavatn ‑ a heathen himself ‑ called the parliament together and spoke the famous words: “if the law is split, then peace will be split”. He then issued a verdict that all Icelanders should be baptised into the Christian faith.”
Text at the arrival hall of Reykjavik airport publicising the celebrations for a thousand years of Christianity in Iceland.
“I believe it, therefore it is true.” All religious convictions are based on this fallacy. The verb “to believe” contains an element of uncertainty; and it is therefore strange that so many people choose to ignore this and unconsciously turn this uncertainty into a certainty.
No religion can be proven. Indeed, nothing can be proven in an absolute way. Every proof, whether in mathematics, in science or in philosophy, must start from a few basic principles. These starting ideas can be the outcome of earlier reasoning. Mathematics for instance uses this system of interlinking proofs. However, to launch such a chain with a first proof, you need to select a few basic ideas which have not been proven.
Let us cite a historic example of the fact that it is impossible to prove something starting from nothing. The French philosopher Descartes wanted to prove the existence of God starting from nothing. For him this “nothing” meant doubting everything. As the starting point of his reasoning he chose the concept “I doubt everything.” He concludes that there is one thing of which is certain: he is certain that he doubts. If he doubts, he must be thinking and consequently, he must exist. He expresses this with his famous phrase “I think, therefore I am.” His starting point is of course incorrect: if he doubts everything, he also doubts his doubt. Even worse: his conclusion is “I am”, in other words “I exist”. From the outset he implies his own existence, for he states “I doubt.” His existence is already contained in his basic assumption and essentially all he says is “I exist, therefore I exist”.
All reasoning is based on a number of fundamental assumptions that are unproven and can never be proven. Absolute proofs do not exist and any conclusion cannot be better than the basic elements that underlie it. The most common mistake in logic is that very often reasoning is based on implicit principles of doubtful value.
Nor can science can’t start from nothing. Every scientist chooses fundamental principles and makes assumptions. One of his primary principles is that nature exists and is the yardstick for everything. This idea seems reasonable and is difficult to challenge. Jacques Monod states in Chance and Necessity “The cornerstone of science is the assumption that nature is correct”. Scientists choose other hypotheses as rationally as they can to establish their theories. But they always test their results by comparing them with what happens in nature. If the results of the tests do not correspond with their theories, they must conclude that nature is right and the theory wrong, not the other way round.
This can often result in Chinese puzzles. A theory can for instance be recognised as almost always correct whilst tests reveal a few small anomalies. What does this prove? Stephen Hawking quotes a nice example in A brief History of Time: some anomalies in the trajectory of the planet Mercury cannot be explained by Newton’s theory and have been a headache to scientists for two centuries. They were finally interpreted by Einstein who refined Newton’s laws with his theory of relativity. Every scientist must be aware that every theory is based on assumptions and that no truth is absolute. We should be vigilant and not be carried away by enthusiasm for our own ideas; all our convictions are based on assumption and thereby on uncertainty.
Theoretically even the existence of nature is a hypothesis. Solipsism is a philosophical movement that negates the existence of nature and for which only the mind of the philosopher exists. It is the theory that the self is the only thing that can be known to exist. In simple words, the philosopher is alone in an empty world, all the rest is illusion. This seems ridiculous, but how can one prove that this theory is wrong without taking account of the evidence provided by nature? All one can do is to say: your basic assumption is wrong, I have a better one and this is of course does not prove anything. Still, one wonders why solipsists write books if they are convinced that nobody exists to read them! The English philosopher Bertrand Russell tells the story that he once received a letter from a solipsist complaining that her theory had been met with scepticism….
My parents were Catholic and I was sent to a Catholic secondary school. Classes in religion were compulsory. In the last year, the course started with a chapter called “Proofs of the Existence of God”. I still remember the smile on the face of our teacher, a slightly cynical priest. He declared that there were no proofs of the existence of God and that religion was a question of “faith”. He then went straight to the second chapter.
If God’s existence can’t be proven, it must necessarily be a hypothesis. Every hypothesis should be compared with nature to check whether it is correct or not. Believers ignore this and, based on what they call their “Faith”, they change the hypothesis into certainty. The important question is to try to understand what is this “Faith” that transforms hypotheses into certainties.
Religion is omnipresent in the world. Atheism is a recent phenomenon and only started to spread – mainly in the West – after the humanist revolution. Atheists probably existed earlier than that but they were rather the exception. This scarcity may only be apparent and the result of fear. It was dangerous to oppose religion in the days of Socrates or the astronomer, mathematician and philosopher Giordano Bruno (1548 1600) who had committed the unforgivable sin of being the most brilliant and most independent minds of their day. Only a few years before the French revolution, the young Chevalier de la Barre (he was barely 19) was tortured and beheaded in Abbeville in the North of France for not taking his cap off at the passing of the host in a catholic procession, and to have been singing “impious” songs during drunken student evenings; and this was in the age of enlightenment. The Catholic Church, still powerful and supercilious, has succeeded in 1926 in having the statue of the Chevalier de la Barre in Paris removed to a discreet corner.
As far as we can go back in time, we can always find signs that some form of religion existed. Old texts describe several long disappeared religions such as the Egyptian, Mesopotamian or Aztec ones. Statuettes of goddesses and cave drawings point at the existence of even older ones. Religion exists so widely everywhere and throughout the ages that it is therefore likely that it corresponds to an innate need in mankind.
Today’s most important religions are of the “revealed” type. This means that they were founded by a man who revealed to others how to act in relation to the superior being responsible for their destiny. We have Buddha for Buddhism, Jesus for Christianity, Mohammed for Islam, perhaps Moses for Judaism. Certain authors have questioned Moses’ – and other biblical character’s – historical existence. For Finkelstein and Silberman, in their book The Bible Unearthed, the real founder of Judaism was King Josiah who reigned over the kingdom of Judah at the end of the 7th century BC. Although this theory is revolutionary in respect of Judaism and Christianity, the name of the founder – be it Moses, Josiah or even Abraham – is unimportant for this chapter: Judaism remains a revealed religion regardless of the name of the founder.
Buddha is the only prophet who doesn’t base his teachings on the existence of a supreme being, which sets him apart from other religious founders. All these religions have a starting point: the life of the prophet. Other religions exist with no known origin. We will call them ancient religions. They go back to the dawn of time and we know nothing about their origin or their early evolution. Such religions are still practised today. There are hundreds of them in Africa, amongst the native Indians on the American continent, the Aborigines in Australia etc. Amongst them Hinduism alone has become an important world religion. At the root of our Western Civilisation we find the Mesopotamian, Greek and Roman ancestral religions. We can study them from original documents dating back several millennia.
These ancient religions demonstrate the place humans occupy in the world, tell how the Gods appeared, describe the creation of man and explain why the world is as it is. Regardless of the inconsistencies in modern religions, we tend to smile at what we regard as the unlikely stories in these religions. Yet they are often very coherent and explain many aspects of life. The old religion of Mesopotamia is in this respect fascinating. Its stories intersect well and are told beautifully. This however does not rule out surprising contradictions. For instance, the domain of the dead is surrounded by seven insurmountable walls, but at the same time they believed in ghosts who seem to be able to cross these insurmountable barriers without difficulty…
The structure of these religions improves over time. The Mesopotamian religion is cruder in the writings of Ur in 2500 BC than 1500 years later in Babylon. The myths were permanently being rewritten and theologians studied them in more and more depth. Before the appearance of writing, be it in 3300 BC in Mesopotamia or in the 19th century in Africa, it is impossible to know for sure what these religions were like. We can however guess that the farther we go back in time, the more primitive the religious beliefs.
However these religions all have a common characteristic: they are tribal. Each tribe has its primary God and its secondary Gods, protectors of the group. In those days nobody imagined that the Gods were universal. When travelling to another city one had to fear the local Gods. Implicitly the Bible accepts this idea. Yahweh is a supercilious and jealous God for whom the supreme sin was to worship other Gods. Each time the Jews sinned against this principle he took terrible revenge on the whole group. For the authors of these texts it was acceptable for other people to worship their own Gods: they probably believed in their existence. In the ancient world, each time a King conquered another city, he not only replaced its King, but his own God replaced the local God. Many old texts claim “I have taken city X and have killed its King. I have overthrown the statue of their God and have replaced it with my God.”
These ancient religions probably combine two important elements. The first one is the fear of a hostile environment. The hunter-gatherers must have been in awe of thunderstorms. The omnipotent and uncontrollable forces of nature had to be tamed at all costs. As Desmond Morris says in The Naked Ape: “Religious activities can be reduced to gatherings of large groups of individuals who perform repeated and prolonged demonstrations of submission, designed to appease a dominant individual”. Essentially this is still true today even if we speak of fear of the unknown, rather than fear of thunderstorms. As Jacques Monod said: “it takes courage to confront the cold and emptiness of the universe”.
The second element is the linked to the laws of evolution. Beliefs had to be common to all members of the tribe. The terrors were deep-rooted and the dangers of nature were omnipresent. Life was precarious and more than one tribe disappeared after big or even small small incidents. The human race has often been on the brink of disappearing. In this hostile environment, the tribe had to be as united as possible. Differences of opinion concerning these superstitious terrors would have endangered the unity of the group and increased the risk of disappearing. The need for religious unity in the tribe finally became part of our instincts. As Thorgeir of Ljosavatn said: “if the law is split, then peace will be split” or, as Desmond Morris says in The Naked Ape, “religion has proven extremely valuable to help social cohesion and our species probably would not have progressed without it”. Professor De Duve says roughly the same thing in "A l’écoute du vivant": “Humans who believed in something were more likely to survive and propagate their own chromosomes than those who did not believe in anything. That the object of their belief was true or not was irrelevant.”
Probably very early on in our evolution, the shaman – the man who is in contact with the higher authorities and who alone can appease them – became a second power in the tribe in addition to the chief hunter. His influence was however more mystical. The members of the tribe probably consulted him each time there was a risk of interference from the Gods. He was asked to drive out demons who made people sick or to forecast the intentions of the deities before important decisions were taken. Sometimes he even took the initiative to proclaim the Gods’ displeasure.
The intellectual development that followed settlement made the old beliefs look outdated; mankind needed a new level of thinking. The first philosophers and the first religious thinkers appeared in a relatively short time span: the oldest Greek philosopher Thales was born in 624BC, Buddha probably around 550BC; most scholars believe the oldest books of the Bible were assembled around 500BC. The fundamental renewal came from the philosophers. They are the ones who, from Thales onwards, charted the road that would lead humanity to the humanist revolution and to the world as we know it today. Some of these thinkers were brilliant – Epicurus or Bertrand Russell for instance – others are questionable like Plato, who defends absolute dictatorship, or Berkeley who with his solipsism is a typical inventor of useless ideas. But all of them participated to some extent in the development of Western thinking.
Their main quality was that the new philosophers started from scratch and tried to overcome the old prejudices. But the religions could not remain unchanged in this evolving world. However, all religions are based on dogmas, i.e. points that cannot be questioned. These of course limit their scope for progress and condemn them to sticking to old ideas. Nor have Philosophies always been immune to dogmatism. The two most recent – and most dramatic – examples are Communism and Nazism. Both theories use the ideas of philosophers as their starting point, but both have transformed these ideas into creeds with the consequences we know. Many thinkers consider these movements to be religions without Gods.
Religions have had revolutionary thinkers as well. The most surprising amongst them is probably Buddha who is placed somewhere halfway between religion and philosophy. The Collins dictionary defines religion as “… belief in a supernatural power considered to be divine”: no religion without divinity. Yet Buddhism is generally considered to be one of the great religions of the world. It has many characteristics that are typical of religions. There are Buddhist monks and monasteries, prayers and a series of creeds, for instance reincarnation. In any case, after his death his followers turned his teachings into creeds, creating a real religion. Still, Buddha himself promoted individual thinking and several of his ideas are worth closer study.
The road followed by the other “revealed” religions is quite different. We will start with the oldest one, Judaism. Although it has a relatively small following, it has had a tremendous influence on both Christianity and Islam.
Its holy book, the Bible, is essentially an epic. It is the story of the “chosen people” and their troubles with their God.
As the story of the Jews evolves, the Bible demonstrates an important change in its philosophical content. Initially Yahweh is a bloody warrior God who commands the conquest of the Promised Land for his tribe: he is the guarantor of the hunting grounds. Conquered tribes are exterminated, women and children included, for the sole reason that they are not Jews. This is a hunter-gatherer religion in its crude brutality. Let us quote one example amongst the many included in the first books of the Bible. “And the Lord hearkened to the voice of Israel, and delivered up the Canaanites; and they utterly destroyed them and their cities” (Numbers 21 3). Much later, after the deportation to Babylon, the prophets started to humanise the wishes of Yahweh. But even today, Judaism is still a purely tribal religion aimed at guaranteeing that the tribe will have its hunting grounds to nourish all its members and from which all competitors must be removed. It is important to keep this in mind when trying to understand what is happening in present-day Israel.
First Christianity, then Islam will try to break this tribal straightjacket to become universal religions. Up to a certain point they seem to have succeeded. Both send out missionaries to convert the world regardless of tribal boundaries. However in reality these religions continue to be tribal glue, the link that holds the tribe together. The broader views of their founders are lost in the tribal instincts of men. Christianity still accepts the Bible as a holy text, despite its primitive tribalism and its barbarity. Jesus himself says that no letter of the law of Moses should be changed. Islam on the other hand inherited the oral legacy of the tribes of the Arabian Peninsula where Mohammed was born (he was only influenced by Judaism later in life.) Both Christianity and Islam are based on tribal traditions that will never completely disappear.
Very soon the authorities understand that to acquire supreme power you have to combine both worldly and spiritual control. Not many traces are found of this combination in hunter-gatherer tribes. However it appears as soon as humans settle. Jacques Maquet gives a detailed description of sacred kingship in the area of the great lakes in Central Africa as he saw them in the early 20th century. We discover priest kings and deified kings as soon as scripture is invented. Julius Caesar was also Pontifex Maximus or high priest. When these two sources of power are not in the same hands, they will collaborate. Whenever temporal and religious power compete with each other, problems arise. For example the German emperor Henry IV had to do penance in Canossa in 1077, standing three days bare-headed in the snow, in order to reverse his excommunication by Pope Gregory VII. In the 14th century BC Akhenaton introduced a new monotheistic religion (i.e. with only one God), against the will of the Egyptian clergy. His immediate successors were forced by the priests to revert to the old beliefs. Moses and Mohammed were conquerors and most historians
agree that Jesus was probably put to death for the worldly aspects of his action. The establishment of the Anglican Church by Henri VIII is a more recent example, as is the removal of the popes to Avignon by the French kings.
The tribal function of religion is found throughout the world, from Bosnia all the way to Indonesia. For Ian Paisley, a Free Presbyterian Church Minister and leader of one of the Protestant loyalist movements in Northern Ireland, there is no difference between nationalism and religion. He was leading a crusade against Catholic infidels and at the same time he was defending the Protestant classes of the area. After the attacks on the twin towers in Manhattan on 11 September 2001, the nationalist religious fervour of the Americans reached new heights. President Bush asked all people to unite behind him to combat terrorism, but at the same time he finished all his speeches saying “God bless America”. For his crusade he wanted the whole American population to stand behind him united, including in its religious beliefs.
We find the tribal aspect of religion everywhere. In most countries the festivities for the national day include both a military parade and a religious ceremony. In both World Wars, the German soldiers had “Gott mit uns” (God with us) inscribed on their belt buckles, and the SS swore fidelity to Hitler saying “I swear by God…” Most Christian churches are decorated with national flags, they contain graves of military leaders and plaques on the walls bear the names of soldiers who died for their country. It seems very difficult to separate Church and State, even in our democracies. During their investiture the Presidents of the USA take their oath with the right hand on the Bible regardless of their personal convictions and their national anthem claims “God bless America”. How can they ask a universal God to become a nationalist and to protect one particular nation without taking into consideration the deeds of the individuals composing it? Many countries have political parties with religious programmes, be they Christian, Hindu or Muslim. Religious symbols hang in city halls, in schools and in courts. Religious feasts of the main religion of the country are national holidays. In short, religion is never separated from the tribe. In Northern Ireland, two factions of the same Christian religion, both claiming they are universal and peaceful, are at the base of the tribal war. Saint Joan of Arc, who was ordered by an anglophobe God to throw the English out and to put the noble king of France on the throne, is a French national heroine. The United Kingdom has a Church of England, a Church of Scotland and a Church of Ireland. At the end of the football world cup in 2002 the complete victorious team knelt in the middle of the field to thank Jesus and the Virgin for their victory. Is the Christian God a supporter of the Brazilian football team?
Religions also have an important social function. All in the village go to worship together and those who don’t go are identified as outsiders. We belong to the same religion as our parents and are educated accordingly. All religions organise ceremonies for the important moments in life: birth, puberty, marriage and death. The community organises festivities and they are treated as significant social events.
This all illustrates the same thing. The faith that turns hypotheses into convictions is a social instinct inherited from our ancestors the hunter-gatherers. To belong to a tribe you must share its beliefs. All is not bad in religions. Most of them have a responsible moral base, alas little applied. Most of the time all they do is maintain stability in society, most often by supporting the leading classes against the demands of the lower classes. This stability is often a mere facade and it is difficult to see the moral base underlying the recent religious murders in Algeria, in Ireland, in Bosnia, in the Philippines, in Indonesia or the earlier campaigns of witch hunting, Inquisition, crusades or religious wars. The positive points in religions are annihilated by their tribal aspect and by their tendency to identify with the ruling classes. The only religion that escapes these reproaches is Buddhism. As far as I know, Buddhism has never waged war. However, as already pointed out, it is strongly linked to philosophy and many consider it is not a religion at all. But even Buddhism sometimes plays a tribal role. In Tibet, prior to his eviction by the Communists, the Dalai Lama was at the same time the religious and the political leader.
In practice all religions find their origin in the basic social instincts that differentiate between tribes and maintain their identity. Professor De Duve, still in "A l’écoute du vivant" stated “Faith would not be so powerful without human credulity. It was probably retained by natural selection because it was more beneficial to believe in something than to be “taken for a ride”. … There is not the slightest doubt that our aptitude to believe is much stronger than our capacity to listen to reason.”
Faith is a way to transform hypotheses into certitudes without ever having to question them again. History shows that humans can have faith in anything, from Nazism to Fundamentalism. Somebody who has no faith is certain of nothing and knows that he is always searching for truth. Humans have always killed and tortured when they “knew” that they were right, not when they were searching for truth. This religious certainty often leads to delaying human progress. Great ideas of the modern world – democracy, free enterprise, equality of the sexes, education for all, social justice, contraception, euthanasia – have all originated outside religion. On the contrary, most religions fight these ideas. As an example I would like to quote a text by Monseigneur d’Astros, Archbishop of Toulouse in France. He proclaimed in 1872, one year after the bloody repression of the Paris Commune: “The inequality of conditions, object of so many attacks, is in fact the fundamental law of society. Without it, arts, sciences and agriculture would infallibly perish and we would all be shorn of all necessities of life. This law was proclaimed by God’s wisdom. He wanted to give to the rich the opportunity to help alleviate the sufferings of the poor, and to give to the poor a powerful reason to be thankful to the rich. In this way he made sure that the bonds within society were strengthened through the double link of needs and charitable kindness.”
We must remember that progress never came from religion but always originated in the free exercise of thought, outside all creeds and established certainties.
10. MONARCHY
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“Truly I desire the people’s liberty and freedom as much as anybody whomsoever; but I must tell you their liberty and freedom consist in having of government those laws by which their life and their goods may be most their own. It is not for having a share of government.”
Charles I at the foot of the scaffold
The King is the direct successor of the kings who appeared after the first hunter-gatherer tribes started to settle. In the absence of written documents it is impossible to know exactly how and when the first King appeared. However, primitive settled tribes still exist or existed until recently and have been studied by anthropologists. It is possible to extrapolate the behaviour of their members. We must be very careful in our conclusions for they all have been in contact with our own civilisation and have therefore possibly been influenced by us. Their behaviour could differ from what it was in Neolithic times.
Other scientific branches are helpful. Several psychologists have studied human obedience and we have already mentioned the test on torture led by the psychologist Milgram. But we can also look at how children behave in the absence of adults.
The younger children are, the less they are influenced by education and the more their actions will be instinctive, even more so when there are no adults present. An example of this is at school during recreation. The pupils play in little groups. Each of these little groups has a natural leader. His authority is undisputed except when another pupil arrives who has the same type of natural authority. This will result in a fight for leadership in which the other children do not participate. The authority of these little chiefs on others is absolute and the others follow obediently. When a new child wants to join the tribe, he has to ask the leader. The reply will generally be negative which shows that even at a young age the difference between the tribe and foreigners already exists. Two tribal instincts exist in these youngsters: unconditional obedience to the leader and rejection of foreigners.
The position of the chief in hunter-gatherer tribes, as they existed until fairly recently, has substantial advantages. All hunters receive their share of the hunt and the pickings, a share that takes into account the size of each hunter’s family, but the best goes to the chief who is in addition entitled to the surplus. His hut is situated in the nicest spot in the camp; and he has other benefits – including sexual advantages – which are important in these poor societies. The leader generally has a strong personality and is competent. However regardless of this authority, the society is relatively egalitarian and obedience is mainly achieved by social pressure. When the chief dies, he is replaced by another strong personality who is generally not his son. There are no dynasties.
Soon after settlement the function of leader becomes hereditary. It is not easy to understand how and why this change took place. There are however a few interesting pointers. After settlement, society becomes more and more complex. Members of the settled tribe become specialised. Fathers teach the tricks of their trades to their sons. The children grow up in the family circle and learn how to live from their parents whom they help from a young age. The profession of soldier also passes from father to son. The King’s role is not the only one that passes from father to son. Our instinct to protect our offspring promotes the creation of these dynasties. Other essential trades – the making of bronze and iron for instance – become hereditary as well. The chief of the hunter-gatherer tribes was already receiving the surplus. In settled tribes this surplus increases significantly and is no longer perishable. The accumulation of this wealth makes the family of the King ever more powerful, even if the son lacks the charisma and authority of his father.
The above explanation may seem insufficient to account for the change from efficient leadership to hereditary royalty. I have no other explanations to offer. One thing is certain: hereditary kingship appeared after settlement.
This evolution towards kingship exists everywhere in the world, in China and pre-Columbian America, in Africa and Europe. We find a description of it in the Bible. The first leader of the tribe, Moses, is a charismatic leader. He is not succeeded by his son: other charismatic leaders take over leadership. Some of them are highly effective, Joshua for instance, but others like Samson are ineffectual. Only after settlement do we see kingship appearing. Alas, the Bible is not very clear about what pushed the tribe towards kingship. In a strongly anti-royal text, it mentions that Yahweh told Samuel that he accepted monarchy at the insistence of the people: “Now therefore hearken unto their voices: howbeit thou shalt protest solemnly unto them and shalt shew them the manner of the King that shall reign over them.” And indeed, Samuel predicts that the Kings will steal their animals, their sons and daughters, and will exploit them shamelessly for the benefit of himself and his nobles. But the Jews wouldn’t listen; they wanted a King: “…Now make us a King to judge us like all the nations … and that our King may judge us, and go out before us, and fight our battles.” The full text is to be found in 1 Samuel chapter 8, verses 5 to 22.
In most cultures the King increases his power even further by becoming religious leader as well. This combination of the two powers may already have existed among nomadic tribes. In the Bible the Patriarchs Abraham, Isaac and Jacob are both heads of the clan and God’s spokesmen. Later Moses has the same authority: Yahweh speaks directly to him and gives him orders on how to rule the tribe.
Until the humanist revolution at the end of the 18th century, monarchy was the main, if not the only, form of government. Since then a new form of abuse of power has appeared: dictatorship. Apart from the name, there is not much difference between absolute monarchies and dictatorships. Indeed, dictators often even seem to try and establish dynasties. In the framework of this essay, there is no real difference between the two.
In our democracies, we continue to amalgamate monarchy, religion and army. Even today, the King is often the head of the army. At most official ceremonies he wears a uniform; and the princes have “blitz” promotions; for the King is head of the army by right, as his successor after him. Elected presidents and prime ministers don’t wear uniforms: only Kings and dictators do. The link with religion is also maintained. During the Gulf war, Saddam Hussein could be seen praying as a good Muslim although I am convinced his personal belief was close to zero.
Instinctively, we are reluctant to question the authority of the chief. Outside the democratic world, once in place the leader remains the leader for a very long time. Yasser Arafat was the Palestinian leader until his death. Throughout the world individual leaders personify tribes from Castro in Cuba to Gaddafi in Libya. A leader will occasionally have to fend off a young challenger, but the longevity of dictators is amazing. The only real challenge still seems to come from the democratic example, as the successive revolutions against dictators in the Arab world – the Arab Spring – have shown in recent years.
Non-elected leaders tend to stay in power not only for a long time, but they remain surprisingly popular, regardless of the errors they make. On the other hand, in democracies, politicians are often held in low esteem. Someone who says he knows honest, courageous and responsible politicians will be considered a fool, naïve or insincere, but will not be believed. Yet the results obtained by tyrants and by democracies couldn’t be more different. Saddam Hussein, Hitler and Karadzic ruined their countries but had the support of their people to the end. Democracies are amongst the richest countries in the world, but people keep saying “what we really need is a good dictator.” How can we explain this surprising difference? The position of the elected leader is regularly put to the test during elections. Elections are not part of our chromosomes. Is that why we tend to distrust these leaders? In addition, we have elected them: we are to blame if things go wrong. Self-criticism is not one of our qualities and we prefer to blame the leader rather than to blame ourselves.
In history, the power of the King and his dynasty has seldom been questioned. Kingship is private property that is inherited like any piece of land. In 1286 the King of Scotland, Alexander III, died accidentally. Al his children had pre-deceased him. Although the country had until then been fairly stable and relatively prosperous, the problem of his succession resulted in unending wars between the Scottish and English claimants to the throne. This crisis only ended several centuries later with the Union of the Crowns between Scotland and England in 1603. The quarrel between two royal families claiming the same inheritance resulted in more than three centuries of destruction, death and looting. None of these royal claimants had any scruples about the sufferings they were inflicting upon their people. The Hundred Years War between England and France was the consequence of the same fight for inheritance between two families.
A King may be mad, incompetent, cruel, egoistic, all this is unimportant. The King is the King. Crowds have always acclaimed Kings. Great artists used to kneel to offer him their masterpieces. Great authors, including Shakespeare, used to write the most ridiculous flatteries which the King and their nobles loved so much. Royal authority was unquestioned.
Monarchy still exists in many democratic countries. Is this not a contradiction? In democracy, all citizens are equal, the King is an exception. This is yet another example of the contradiction between our instincts and our free will. The humanist revolution has removed the old absolute power of Kings and the nobility to establish equality between all, at least in theory. This satisfies our free will, but does not satisfy our instincts. Is this the origin of the ridiculous infatuation of so many people with monarchy and nobility, with the love stories of princes and princesses? Writings about the lives of the “great” sell like hotcakes. What interest is there for people in this mass of useless information? Yet radio and television programmes are produced and volumes are written about the happiness or unhappiness of Princess Diana. The authors of these works imagine they are producing something of high value and consider themselves to be important historians. The Australians, who live on the other side of the world from the UK, decided by referendum that they wanted to keep the Queen as their Head of State. In Spain the transition from Franco’s dictatorship to democracy passed smoothly thanks to the reinstatement of a King. It has even been suggested to restore the old Kings in Afghanistan…
In hunter-gatherer tribes, the position of chief had several advantages. After settlement, the King and his nobles continued the tradition. I quote again Jacques Maquet: “The precious surplus is kept in the granaries. … Some granaries are visibly bigger and fuller than others; they belong to the chief. … He keeps for himself a large part, perhaps all, of the surplus produced by the other villagers. … This surplus gives him the means to have at his disposal … a following of advisers and security agents who guarantee his control over the village and who, when necessary, will enforce it.” With society becoming ever richer, the wealth of the King and the nobility reached incredible levels. Even today we are still impressed by the magnificence of noble houses. The difference between the poverty of the common man and the nobility must have been amazing when the poor people were still living in rickety cottages with dirt floors.
Today the existing royal families are amongst the wealthiest people in the world.
All this perhaps explains the scourge of political corruption in Third World countries and sometimes in other countries as well. The leaders continue to do what all leaders have done in world history: they take the “surplus”, in other words they fill their own pockets. Dictators in Africa do exactly what kings and nobles did everywhere they were in power, including in Europe. There is no essential difference between what Mugabe does in Zimbabwe, and what Henry VIII used to do in England or Louis XIV in France.
Nobility had complete power over their subjects. They could imprison, torture and execute without restriction. Jacques Maquet confirms that hundred years ago African kinglets had the right of life and death over their subjects. The famous Marquis of Sade (1740-1814), whose name is still remembered in the word “sadism”, abused his servants and even tortured them out of sheer pleasure. In the climate of uncertainty before the French Revolution, his peers decided to put a halt to his activities. No question however of condemning him for acts which were part of his rights as lord, even if they were unacceptable. He was arrested and condemned for … blasphemy!
The happiness of their people is generally the last concern of the King and his warriors. The industrial revolution in Great Britain started with the textile industry. The Scottish nobility, the heads of the clans, soon realised that sheep and their wool would be more profitable to them than the income they got from the small crofters, who were their clansmen. In an operation called “the clearances” they evicted the members of their clans from their houses and lands, often with the support of the clergy, without compensation and with unjustifiable brutality. The bands of scoundrels they used to do the dirty work were sometimes even accompanied by the local minister who gave them some air of legitimacy. They generally waited until the men were absent and in their enthusiasm to expel the inhabitants they beat up women and children, sometimes maiming them for life. To prevent any possible return they burned down the crofts, occasionally forgetting a crippled grandfather inside. All this was of course done with complete impunity. Yet the members of the clans had lived there for centuries and had faithfully served their chiefs. These clearances were the main cause of the massive emigration from Scotland and explain why, today, the Highlands are empty: only sheep and game roam between the ruins of the crofts. For more information about these clearances I can recommend The Highland Clearances by John Prebble.
To allow the kings to exploit the rest of society freely, justice had to be a royal prerogative. And indeed, royal justice guaranteed the established order. In other words, it allowed exploitation of the common people by the great. Construction of palaces on the backs of the peasants was normal, but the poor were hanged or deported for the theft of a spoon.
As far as we know from historical sources, the criteria to judge a king have never changed. A great king is a king who conquers his neighbours. Sufferings by losers and victors alike are unimportant. Napoleon wrecked the whole of Europe and ruined France, Alexander the Great and Genghis Khan destroyed empires, Godfrey de Bouillon killed all the Jews and Turks living in Jerusalem when he took the city at the end of the first crusade. That is what guarantees their “greatness”. As mentioned above, the Jews wanted a King who would “…go out before us, and fight our battles.”
Republics still seem to be nostalgic for dynasties. Kim il Sung was succeeded by his son and his grandson in North Korea. In the United States, only his assassination prevented Robert Kennedy succeeding his brother John as President and another brother Edward was a Senator until his death. Father and son George Bush were both Presidents of the United States, whilst another son Jeb was Governor of Florida.
Even in democracies where citizens generally distrust politicians, instincts sometimes follow strange paths. Two recent examples: at the end of her first mandate as Prime Minister, Margaret Thatcher was rapidly loosing popularity. Thanks to the Falklands war, she was re-elected in 1983 by a margin rarely obtained in elections in the UK. After his first election, President George W Bush became very unpopular. In the weeks following the terrorist attack on the twin towers on 9th September 2001, opinion polls suddenly showed that 90% of Americans were convinced that he was the right man to fight terrorism. George Bush hadn’t changed: in times of crisis our hunter-gatherer instincts tell us to close ranks behind the leader.
Yet, in democracies many still long for an uncontested leader. Every populist leader with charismatic appeal attracts followers regardless of the content of message. Hitler and Mussolini were elected in democracies and, with less dramatic results, so were Le Pen in France, Haider in Austria, Pim Fortuyn in The Netherlands and the leaders of successive extremist parties in Belgium. They appeal to our basic instincts.
The absolute power of kings has been challenged by the principles of the humanist revolution. Since then, we should have been sufficiently intelligent not to follow any leader unconditionally, hereditary or not. The humanist revolution created a society which is better than anything that existed previously or exists anywhere else in the world. However our basic instincts are still there, deep inside us. We are nostalgic for royalty and nobility and maintain useless and expensive royal families. This is a lesser evil and satisfies the romantics and those with tastes for pomp and ceremony. But, sadly, whenever a populist leader appears, he continues to be followed by those who do not think for themselves but follow their instincts.
11. THE STATUS OF WOMEN
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“One is not born, but rather becomes, a woman.”
Simone de Beauvoir (The Second Sex)
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For millions of years human life has been precarious. Dangers were everywhere; and to defend themselves men had only simple and inefficient weapons. The death rate was high, even higher among children than among adults. Childbirth was dangerous and women often died giving birth. The tribe could only survive if the number of births was higher than a critical figure, which was probably very high. Women spent their lives being pregnant and giving birth. Taboos and religious prescripts favoured pregnancy. For many tribes, having no children was seen as God’s punishment. For the Jews, women were “unclean” around the time of their periods which increased the chances of pregnancy. In the Catholic religion the use of any contraceptive still is a sin. Female members of hunter-gatherer tribes always had a child in the womb, one on their back and several around their feet. A woman who died young not only represented a loss of life, but also the loss of all the babies she would never bear. She could not therefore participate in the most dangerous activities. In times of danger the men would protect women and children: the loss of a man was less important than the loss of women and children. Even today, when there is danger, we say: “Women and children first”. On publicity posters, it is always the good-looking boy whose arms are protecting the pretty girl. Those who need protection are often considered inferior, whatever their intellectual capacities. Tribes who protected their women and children well would have had better chances of survival than those where women would have participated in dangerous activities. With the passing of time, natural selection implanted these attitudes in our genes. Is it not a surprising that women are considered to be inferior to men because they are more important for survival?
Another element strengthened this feeling of male superiority: the risk of inter-breeding. Indeed, tribes were small and possible partners few. In order to avoid a decline in the quality of the tribal group following too much intermarriage, new blood had to be introduced into the tribe. This would be achieved by looking for a partner in a neighbouring tribe. But inter-tribal relations were not always friendly. Abduction was another means of introducing new blood. I have already mentioned the Iliad and poor Chriseis and Briseis who were abducted. We know of the “rape” (in fact the abduction) of the Sabine women by the early Romans from our history books. According to legend, the founder of Rome, Romulus, allowed his men to abduct women from the neighbouring Sabine tribes and to take them as wives. Strangely, when the Sabines tried to free them, the women refused to leave their captors and preferred to stay in Rome. Even if these stories are legendary, they certainly describe common practice. We will return to this contradictory attitude of the women later in the chapter. In the Bible we read that after their victory against the Madianites, the Jews slew all the men and burned their cities. Moses was angry that his troops had spared the women and children. He sent them back ordering “Now therefore kill every male amongst the little ones, and kill every woman that hath known man by lying with him. But all the women children, that have not known man by lying with him, keep alive for yourselves.” (Numbers chapter 31, verses 17 and 18)
The Bible contains other barbaric examples which show the contempt of men for women. For instance, the book of the Judges tells how an old man gave hospitality to a man from Judah and his concubine. Certain “sons of Belial” wanted the man from Judah“so that we may know (i.e. abuse) him”. Horrified by the idea of such a crime the old man proposed that they should rather abuse women saying “Behold here is my daughter, a maiden, and his concubine; them I will bring out now and humble ye them, and do with them what seemeth good unto you”. A breach of hospitality towards a man was unthinkable, but towards a woman was acceptable. Even giving up his virgin, and probably very young, daughter was acceptable as long as no harm was done to a man. The man from Judah courageously “…laid hold on his concubine and brought her forth onto them…” After having been raped the whole night, the concubine fell to the ground and died, her hands “upon the threshold”, probably in total panic and distress. The man of Judah’s only words were “Up, and let us be going.” Seeing that she was dead, he cut up her body and sent the parts to the tribes of Israel. (Judges Chapter 20, verses 16 to 28) The man from Judah had not been touched: that was the main thing. I am not pointing a finger only at the Bible, but by this example I want to highlight a mentality that was common throughout the world and can still be found today in many countries.
Women seem to be considered inferior because they must be protected; and because they are a vulgar booty that can be stolen from a neighbour and be given away by cowards to save their own lives as in the Bible story quoted above. And all the time she is man’s equal if not his superior.
Today, thanks to medical progress, both adult and infant mortality have been reduced to such an extent that we rather risk overpopulation. Women do not need to give birth to numerous children; two or three will be enough to guarantee the survival of the tribe. In addition, we do not hunt mammoth any more, we work in an office. No longer any need to keep women and children safe: safety is the same everywhere. Women can participate in all activities. And indeed, women increasingly leave the family prison to participate successfully in all human activities. But our instincts are still there, unchanged. Women still find hurdles to harmonious integration. There are two types of obstacles: male instincts and female instincts. For, even if this seems curious, instincts identifying male superiority are found in both male and female human beings. This is understandable in the light of evolution. If in the old hunter-gatherer tribes women had refused to accept this unequal status, they would have endangered the tribe’s survival: the higher mortality rate would have reduced the birth rate.
Nowadays in our Western countries, after marriage both partners generally continue work. After children are born, at least one of the parents must look after them; this responsibility is generally incompatible with a full-time career. Despite our progressive ideals, it is very often the wife who gives up her career partly or completely. Yet there is no reason why men would be less capable of looking after the children.
The male instinct is better known as machismo. Outside the Western world we are aware of the facts. It must be horrible to be a woman in the Third World or in Muslim countries: repudiation, excision, beatings, contempt and submission. How girls in these countries can keep falling in love with men who treat them this way would be a mystery to me, if it could not be explained by instinct. Before the humanist revolution the situation was the same in the West. During the wedding ceremony the bride had to promise obedience, whilst the groom promised protection. Women had to keep silent and to submit. For women who were too strong-willed, there were special torture instruments such as the extensible vaginal pears. They were composed of a long screw which opened several arms with sharp points at the end. After violent insertion they would penetrate the womb and rip it apart. Delicate refinement: these pears had an eyecup allowing the victim to be hung from the ceiling. Shrew’s bridles were masks whose projecting points were forced into the mouth of their victims, generally women who had dared to say too much. The system was highly efficient: the mutilations made by these masks often prevented the victim ever uttering another word. During the 1980s an exhibition called “Inquisition” toured Europe. Its catalogue, Inquisition, a bilingual guide to the exhibition of torture instruments from the Middle Ages to the industrial era, stated that through the ages more that 85% of the tortured and executed were women. A vague impression of disobedience was enough to accuse them of witchcraft or any other imagined crime and to torture and execute them with a clear conscience. For the executioners, all male, torturing a woman was far more pleasant than torturing a man.
Despite the humanist revolution, the macho instinct is still present although it does not express itself any more in the same lugubrious and bloody way. Men’s clubs often don’t accept female members. Men and women are still not equal in a work environment. Not only are average male salaries higher than female ones, but there is still a glass ceiling that prevents many women from reaching the top levels at work. Sexual harassment at work can be explained, at least in part, by the fact that instinctively men resent the presence of women on the “hunting grounds”.
It may sound unbelievable, but many women endorse this type of behaviour. In the animal world the demanding partner is the one that tries to look attractive. Many male birds show their most resplendent feathers to conquer the female. In primitive tribes, women need protection and they are the ones who want to look pretty. Men fall in love because the girls are beautiful. In response, girls try to be as attractive as possible. Men are foolish to restrict themselves to this superficial criterion in choosing a partner. But women are just as foolish to conform to this simplistic system. One of my female friends, an efficient and intelligent professional woman, spends quite a lot of time doing her make up. She once said: “You must understand, for us women things are different.” This is the wrong attitude. Many women indeed behave as if they considered themselves as inferior and must carry a part of the responsibility for encouraging this macho attitude in men.
This female instinct to be beautiful at any cost is very strong. At the moment of writing, fashion has developed shoes that are real torture instruments: women do wear them! Aesthetic clinics specialise in increasing and reducing the size of breasts and tightening the skin. In Afghanistan, where, under the Taliban, women were whipped for owning a lipstick, beauty salons were still working secretly although the results were hidden under the burka.
Men too look after their appearance. They shave and even wear a jacket and tie in hot weather. However, their desire to look good is much weaker. Most men don’t mind being bald or having a paunch. Male fashion changes more slowly than female and many men – I for one – are not interested. And indeed, for most women, male looks are seldom a major factor of choice.
A strong instinct pushes women to try and be beautiful. Do they consider their outer shell, their bodies, to be more important than anything else? Fairy tales teach them this lesson. In many fairy tales there are three sisters, a pretty one and two ugly ones. It is always the prettiest who is kindest and who in the end marries the Prince Charming, leaving the ugly and nasty sisters to their fate.
In all wars, rape is an integral part of the sacking of the conquered country. It is one of the rewards for the warrior. But here too, even if it sounds incredible, we find a mirror instinct with women. In 1945, the Red Army shamelessly raped in the countries it liberated in the East and in Germany. This behaviour was a horrible stain on an otherwise brave army. In the parts of Germany liberated by the Western allies, women sold themselves for a packet of cigarettes that the soldiers had in unlimited quantities. Is this not a form of accepted rape? More surprising even, in France, Belgium and Italy, the women offered themselves as rewards to the liberating soldiers. For more details, read for instance "Berlin, the Downfall" by Anthony Beevor. Benoîte Groult, one of the great French feminist authors, describes how she herself participated in this free prostitution after the liberation of her country in a book she wrote with her sister Flora "Journal à Quatre Mains" (Diary at four Hands). Once again, the male is the aggressor: a woman who gives or even sells her body doesn’t harm anybody but herself.
In most countries there exists an ignoble trade in women, even in countries which consider themselves civilised and democratic. The victims of this trade are “only” women, used for the pleasure of men. Police turn a blind eye or pay token attention to the law. In countries where prostitution is illegal, police generally arrest the prostitutes, seldom their clients.
Female fashion has never been as revealing as today: miniskirts, hipsters, low-cut outfits etc. Do women not try unconsciously to compensate for feminism and the fact that they can now participate in “hunting” activities by showing more and more clearly that they are still women? Again this is an example of the contradiction between our free will and our instincts. Women are the equals of men; there is no doubt about that. Our society has evolved and the survival of the tribe no longer requires women to be protected from “outside” activities. But our instincts are still there, in men as much as in women, and prevent the integration of the sexes that would be so beneficial to progress.
Fortunately, feminism continues to progress in our Western World and the situation is steadily improving. I hope that feminism will soon be consigned to history books. It is only then that we can consider our civilisation as democratic, for women as much as for men. But away from Western civilisation women are still occupying a “lesser” role and their liberation has hardly begun.
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12 BOSNIA
“Exterminate one third, deport one third and convert on third.”
Ante Pavelic, chief of the Croat catholic extremists, speaking about the the Muslims and the Orthodox during the Second World War.
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My essay could finish here. However, having personally experienced the aftermath of the war in Bosnia, I thought it would be interesting to test my theories on the Bosnian case.
I will begin with a short description of the main features of this war. For more details, I would recommend The Death of Yugoslavia by Laura Silber and Allan Little, published by Penguin. This book was written as a complement to a remarkable BBC programme. It contains a lot of description, but perhaps lacks historical perspective.
The war in Bosnia was part of the wider war in ex-Yugoslavia. Looking at the map of ex-Yugoslavia from West to East, we see in sequence Slovenia ,Croatia ,Bosnia, Serbia and Montenegro. Originally Kosovo was part of Serbia. All these regions, now independent countries, were involved in the wars at different times. The worst were in Bosnia and in Kosovo although all the other countries were involved to a greater or lesser extent as well. My experience was in Bosnia. However, to understand what happened in Bosnia, it is often necessary to look at the broader picture throughout ex-Yugoslavia.
Contrary to press reports and views, the war in Bosnia was not the result of ethnic problems. In fact, in Bosnia there is only one ethnic group, who are generally described as Serbo-Croatian. This is true not only of Bosnia but of the whole of ex-Yugoslavia. This name, Yugo-Slavia, translates as “Slavs of the South”. It confirms this ethnic unity. The only other ethnic groups in Yugoslavia are small Hungarian and Bulgarian enclaves in the North, and Albanians in Kosovo, which constitute a small minority of the population. Apart from these minorities, only one language is spoken and understood by everyone from Slovenia and Croatia to Montenegro, Bosnia and Serbia: the Serbo-Croatian language. Once Yugoslavia fell apart, the new local authorities banned the hated name of Serbo-Croat and decided that in future their country was speaking Slovenian, Serbian, Croatian or Bosnian depending on where they were. However, these three languages are still identical. A Serb, a Croat or a Muslim who live in the same village even speak with identical accents. The only thing that separates them is religion. Serbs are Orthodox, Croats are Catholic and Muslims are Muslims. (It should be noted that the Muslims are sometimes called Bosniaks, Bosnian being the general term for all the inhabitants of Bosnia.) This war was a religious war, nothing else. Such a religious war is a sort of civil war for the members of the warring factions belong to the same country and the only difference between them is their personal opinion. As so often in civil war, members of the same family were sometimes on different sides. I knew a Serbian man who married a Croat girl. Their children fought on opposite sides and some of them died – I hope not by the hand of a brother. However I continue to use the now well established term of ethnic war. It is important to remember that in reality there are only differences in religion, a tragic reminder of their tribal nature. These religious dividing lines were reflected in the international community. The Russians with their Orthodox roots supported the Serbs faithfully and Muslim countries all stood behind the Bosniaks. I have seen Pasdaran, the guardians of the Islamic revolution in Iran established by Khomeini, walking the streets of Sarajevo. The European Community and the United States tried to be neutral but the Greeks, themselves Orthodox, have always supported the Serbs. And theVatican helped the Croatian war effort…
At the beginning of the war Bosnia was an ethnic jigsaw puzzle and the map of the country looked like an abstract painting. Before the outbreak of the war, no town or village had a homogenous population: all had their minorities. To understand this diversity we need to look at the past, right back to the Roman Empire nearly 2,000 years ago. The first break in the country matched the border between the old Eastern and Western Roman Empires dating from the end of the third century AD. When the Christian faith was divided in two in 1054, the West became Roman Catholic whilst the east became Orthodox. This demarcation still exists and separates the Catholic Croats from the Orthodox Serbs.
During the 15th century, the Ottomans conquered more or less the whole of Serbia and Bosnia, but not Croatia. The long lines of communication with the mother country, present-day Turkey, are mountainous and difficult to cross. In addition, the Ottoman troops returned home during the winter, leaving only occupation troops behind. The further in distance their conquest took them, the earlier they had to leave to return home in the winter, and the later they arrived back the following year, thus leaving less and less time for further conquest. This is probably one of the main reasons they never conquered Croatia. As an anecdote, this yearly return once prevented the Ottoman conquest of Malta. When the Ottomans attacked the island in 1665, the Grand Master of the Knights of Malta knew that the island only had to hold out until the autumn. When the Ottomans left at the end of the year, the island was on the brink of collapse. Although they knew this, the Ottoman troops departed and never conquered the island.
Some people in the conquered areas adapted to the new rule and converted to Islam, which gave them the opportunity to take up important posts in the Ottoman Empire. The families who converted automatically became the local leaders; they controlled industry and became rich. The religious separation quickly became an economic separation.
When the Ottomans left at the end of the 19th century, the converted families were afraid of revenge by the Orthodox and Catholic population. Their minorities regrouped in fortified pockets in the mountains of Bosnia. This is how Bosnia became such a mixture of Muslim, Orthodox and Catholic areas.
Other elements add to the complexities of this geographical and religious puzzle. One example: during the Ottoman occupation, the Croats in the unoccupied West and the Ottomans kept harassing each other along the common border. The Austrians, then masters of Croatia, had the brilliant idea of making others fight for the defence of their realm. Along this border they allocated land on the Croat side to Serb peasants fleeing the Ottoman occupation. In return, these farmers had to fight any Ottoman incursion. This is the origin of the Krajinas, two narrow bands of territory in Croatia along the border with Bosnia, but with a Serb majority. In 1991 these tiny territories declared independence from Croatia. This led to the Croat President Franjo Tudjman “cleansing” the area of Serbs in an operation of incredible barbarity. The Croat general Ante Gotovina who was in charge of this operation was condemned by the International Court in The Hague. Regardless of this sentence, the Croat population still considers him a national hero for having liberated parts of their national territory. For them, killing Serbs by driving over them with tanks is not a crime.
The different forces who have occupied Yugoslavia throughout history used ethnic tensions to strengthen their hold on the country. For instance, during the Second World War the Nazis helped the bloodthirsty Croat leader, Ante Pavelic, whose extermination groups, the Oustachis, terrorised the other religious groups. Tito was the Communist president of Yugoslavia from the end of the Second World War until his death in 1980, which lead to the beginning of the civil war. He too used the tension between the ethnic groups to stay in power, mainly towards the end of his life when his grip on power was beginning to be challenged.
However, as well as these dividing tensions, there are also forces which bind the groups together. There is still a very strong Pan-Slavonic feeling in the country which dates back to the 19th and early 20th centuries. This movement was a genuine ethnic trend aimed at the Austrian empire and negating religious differences. It is this Pan-Slavonic vision that was the driving force behind the creation of the Yugoslav kingdom between the two World Wars and the Communist republic under Tito after the Second World War. This Pan-Slavonic sentiment is still alive, although in a dormant state. Nothing is simple: their common language and their ethnic Pan-Slavonic identity bring people together, whilst religion drives them apart.
During the civil war, the United Nations proposed successive peace plans. They were never accepted until NATO bombings in 1995 finally forced all warring parties to accept the Dayton agreement. The original pre-Dayton plans aimed to divide the country among the ethnic groups, taking into account the local ethnic majorities. That was not easy for throughout the country, villages and towns were isolated in the middle of an area with a different religious majority. The plans aimed to create long narrow corridors that would break this isolation. The resulting maps looked exactly like spider’s webs; and they were unworkable. Why was the Dayton agreement more acceptable? Cynically, it may have been as a result of the ethnic cleansing that the Serbs – and to a lesser degree the Croats and the Muslims – had carried out during the four preceding years of war, including the horrible massacres in Zepa and Srebrenica. Most of the small ethnic enclaves disappeared and a more realistic division of the country into “clean” ethnic zones became possible. However even now it is still complicated and difficult to operate.
The Dayton plan divides the country into two federal entities, the Republika Srpska (Serb Republic) on the one hand, and the Federation, a federation between the Muslims and the Croats on the other. This involves a federation within a federation: not really a simple solution.
Let us first look at the Federation between the Croats and the Muslims. The two factions still hate each other violently as demonstrated by the occasional clashes in the city of Mostar. The two groups always lacked military power and their cleansing was less thorough than that of the Serbs. Whilst the Serbian zone is free of Croats and Muslims, the area of the Federation is a mix of both; although the Muslims are concentrated more in the North and the Croats in the South. The only access to the sea is in the South, where the Federation has a few kilometres of coastline. Without the alliance with the Croats, the Muslims would have been landlocked. And finally, when the Dayton plan was accepted, it was not certain whether it would work or not and whether the hostilities would indeed come to an end. It therefore seemed logical to amalgamate the two weaker parties.
Thanks to their efficient ethnic cleansing, the Serbian zone is more homogenous, but it is cut in two. It is composed of two “banana” shapes surrounding the triangle of the Federation. The two bananas come together in the North at the city of Brcko. The Serbs claim Brcko as otherwise their territory would have been cut in two. But historically Brcko is a Muslim city. It is an important river port on the Sava which is a tributary of the Danube. The Muslims had no intention of handing it over to the Serbs. The status of Brcko was not resolved during the negotiations on the Dayton agreements. The city is to be supervised by the European Union until a hypothetical final agreement can be reached. And finally, a narrow corridor still penetrates Serb territory, linking the Muslim city of Gorazde to the Federation.
All this is muddled, complicated and on the verge of being unworkable; indeed it would not work without international pressure. The best solution would probably be to draw up another Dayton agreement, but understandably nobody dares to open Pandora’s Box.
Essentially, none of the three parties was really happy with the Dayton agreement. The agreement was forced upon them by international pressure and NATO bombing.
As a result of Dayton, NATO did not invade the country. The Allies entered the country in accordance with an international agreement approved – reluctantly, but still approved – by all the parties. The UN and NATO have not replaced local authorities. Governments, the police, justice, city councils, all remained in Bosnian – i.e. Serbian, Croat or Bosniak according to the area – hands. The international community is only a guarantor and a guardian of the peace. It watches as discreetly as possible and tries to educate. As an incentive it uses the financial resources provided by the World Bank. But it is not perceived as an invader. During their travels in the country, international advisors have always been welcomed and even listened to, be it only because of the financial manna they were holding in their hands.
We need go no further into the details of the peace agreement or of the history of the four years of war before it. Many books have been written, or will be written, about the clumsy action of most of the countries involved, the utter inadequacy of the UN resolutions and the plight of the “blue berets”, the UN troops that were sent to deal with the conflict without adequate “rules of engagement”. What we really want to understand is the utter cruelty, the savage pogroms and the bestiality of the war. We will do this by using the theories developed above.
At the time of the war, the Balkans had not participated in the Humanist Revolution. The behaviour of the population could therefore be compared to our Western countries before that big change. If things went wrong, it was the fault of “others”. During Austro-Hungarian domination, the “others” were evidently the hated Austrians. This created a Pan-Slavonic movement which in 1914 finally led to the murder in Sarajevo of the Archduke Ferdinand of Austro-Hungary. When the country became independent after the First World War, life did not change all that much, except the Austrians were no longer there to take the blame. They quickly found new “others”. They stopped being Yugoslavs and instead became Croats, Serbs and Muslims. The Serbs created death squadrons called Chetniks whilst the Croats did the same with their Oustachis. During the Second World War, the Nazis exploited this position and supported the extreme right Croats under the leadership of Ante Pavelic, head of the Oustachis. It was however Tito who succeeded in liberating his country with his Communist Partisans. He did this without external aid, not even from the Soviet Union, which explains why he always remained quite independent of the Warsaw Pact.
To retain power, Tito made use of the ethnic differences in his country and kept alive the fears of the inhabitants. When the different Communist regimes finally collapsed in Europe, fears in Yugoslavia reached new heights as the Croats remembered the Chetniks and the Serbs the Oustachis. The country was ripe for war.
Other factors must also be taken into account. The Croats have traditionally been wealthier than the Serbs. Their country is more fertile and includes the popular touristic Dalmatian coast. On the other hand, the Muslims continued to occupy the key positions they had controlled since Ottoman times. Most of the “upper class” families in Sarajevo are still Muslim. These elements strengthened the hate of “the others”.
Let us look again at the basic principles developed in previous chapters.
All other tribes are enemies. Throughout their chequered history, the Yugoslavs in general and the Bosnians in particular have had problems in identifying who exactly “the others” were whom they could blame for all their misfortunes. Their most recent choice has been the existence of what we have called the three ethnic groups – the religious groups already described – who became responsible for their mishaps. It was legitimate to crush them.
Our instincts tell us that the size of the hunting grounds is essential for the survival of the tribe. Each square inch of territory is worth a fight, regardless of its economic value. The resulting destruction is not important. On the contrary, by destroying the belongings of other tribes, we increase our superiority over them. We inherited our instincts from hunter-gatherers who never knew any form of permanent building. This explains why Vukovar was bombed to pieces, why all the bridges were blown up, the roads damaged, the factories torn apart. During most of the war the Serb General Mladic besieged and bombed Sarajevo. What would he have done with the city he had destroyed if he had taken it? Did he appreciate that he would have had to rebuild it? He certainly never asked himself the question. The instinctive factor was gaining the surface of the land, nothing else.
The chief is the chief. Once the leader has been chosen during a war, he stays in power until the war is over. And so it was that Karadzic and Milosevic, Tudjman and Izetbegovic (respectively Presidents of the Serbs of Bosnia,Yugoslavia, Croatia and the Muslims of Bosnia) stayed at the helm during the whole war. Nor did the hunter-gatherers change leaders in the middle of a battle or a hunt. Proposing elections in these circumstances makes no sense: the winner is known from the outset. After the war all the elections – imposed by the West – had the same result: victory for the extremists, controlled by the old warlords. Tudjman, Izetbegovic and Milosevic officially stayed in power and continued to be elected. Karadzic, indicted for crimes against humanity, continued to be protected by his people and to pull strings behind the scenes. It has taken many years for the populations to start thinking and to understand. The result of the hunt must become very poor before a chief can be removed, as Milosevic who was finally toppled by the Serbs.
And ultimately, we should remember that in nature there is no real cruelty. Everything is permitted when one is defending his own tribe – or rather when one believes he is defending his tribe. The lion that kills a buffalo is not cruel. There is no difference between the lion and the primitive hunter-gatherer, even in the 20th century in a country that we believed civilised and ready to join the European Union.
I still need to answer the question I asked myself in the introduction: what would I have done if I had been born in Bosnia? I would certainly not have been immersed all my life in individualism and humanism as I have been in my own country thanks to the fact that I was born here. I would probably have been a convinced Serb, Croat or Muslim. Like them I would have followed my instincts not realising how cruel I was. This is painful for my ego. However there is a glimmer of hope. Even during the darkest period of the war, a few – to my knowledge not very many – Yugoslavs did act like human beings in the sense described above. One of them was the curator of the museum in Banja Luka in the Serb zone. During the war his fellow citizens “cleansed” the city of any Muslim presence and destroyed all 40 mosques in the city. The museum owns paintings from these mosques. He hid these paintings during the war and hung them again as soon as the Dayton agreement was put in place. Whilst I was stationed in Bosnia he kept them on the walls against the pressure of the local authorities. I hope they are still hanging. I secretly hope that, against the laws of probability, I would have been somebody like him.
During the last 200 years the West has created a new type of society where we try to control our instincts by means of free thinking. But these instincts are still embedded in all of us and often gain the upper hand. Outside the Western World this control of basic instincts scarcely exists and social instincts continue to direct both individuals and nations. Bosnia is one of these countries. We watch from a distance, through glasses coloured with the principles of the Humanist Revolution, and we don’t understand. To understand we only have to look at our own history; our own past is a long succession of “Bosnias”. The only difference for us is the Humanist Revolution initiated by a long series of thinkers. To put an end to the horrors there is only one solution: the Humanist Revolution must spread to the rest of the world. Only humanist education can achieve this.
But at the same time Western Civilisation must continue to progress. Even in the West, the Humanist Revolution has been only partially successful. We continue to practise a tribal nationalism that conflicts with our humanist principles. In comparison with Bosnia our nationalism is moderate, but it is and remains a form of primitive tribalism.
The process used in Bosnia – and in the rest of Yugoslavia – seems to have brought positive results, but I wonder to what extent this will continue in the longer term. Only our humanist democracy and free enterprise, with all the associated material and spiritual advantages, can continue to persuade the population to go in the right direction. We will have to maintain a long term presence to help the country evolve out of the Middle Ages.
One of the main features for progress should of course be the elimination of religious hatred. National reconciliation is a prerequisite for progress. But with the Dayton agreement we have divided the country into ethnically pure areas, accepting the ethnic cleansing that took place during the war.
Officially, and quite rightly from a humanitarian point of view, all refugees should be able return home. This means that we want displaced minorities to return to live amongst their torturers, who are still in power. Theoretically we are right: it is unacceptable that people are displaced on religious or racist grounds. However by creating “ethnically pure” areas like the Republika Srpska, we have made these returns home almost impossible. Not only have we accepted ethnic cleansing, we have confirmed it through political system.
Democracies accept the existence within them of non-democratic parties which, in the West, have fortunately remained minorities – let us hope this will continue… In Bosnia these parties are in power! How can we hope to create national understanding and reconciliation under these conditions? We have been unable to impose democratic rules that we do not have ourselves.
It will take a long time for memories of the atrocities to fade and for young generations to replace the old ones. New atrocities should not be committed and we will have to keep monitoring the situation for a long time. The benefits of peace must become obvious. But we “wrong-footed” ourselves by allowing nationalist extremists to take power.
Our experience in Bosnia also teaches some lessons which we should apply in future peace operations. The rule is simple and realistic. However good our intentions, the troops sent to preserve peace will always clash with the basic instincts of the locals. The population will always perceive the new arrivals as “others” and as “intruders”. They should do everything possible to minimise this negative image. We must blend with the landscape. I suggest that the following points, although not comprehensive, are important in this respect. The war in Iraq has so far not had the same success as the NATO intervention in Bosnia. I use the war in Iraq to illustrate where lessons learned from the Bosnian experience were ignored.
The more the occupying troops resemble the local population – for instance in ethnic and religious aspects – the better they will be accepted. When this is not possible, the differences should be kept as low key as possible. To give an example from Bosnia: although the country had become completely safe, the American troops – they were the only ones amongst the Allies who did this – were wearing flak jackets and helmets and drove in convoys of at least four “humvees” (the modern “jeeps”) armed with machineguns. Not very discreet!
Essential structures should stay in place. It is important to avoid chaos and the locals must be able to continue their daily life safely. Indeed, they must see as soon as possible that things are improving. Sometimes it will be necessary to reorganize the police forces, the courts, the local governments etc. and remove any rotten elements. Technical advisers will have to control the actions of these local authorities. But essentially they should remain in place.
Members of the international peace operation must be wary of their own behaviour. They too have social instincts and may regard the locals as “others”. They must show respect for local customs even when these are very different from their own. It is essential that all peacekeepers, both military and civilians, should be well prepared before departure from their own base. Each individual needs to be briefed on the country he goes to and needs to learn how to behave in daily life without antagonising the local population.
The invasion of Iraq by the Americans and their allies in 2003 is a frightening example of piling one mistake on top of another.
During the preparation phase, President Bush cited God in all his speeches and continued to do so after the invasion. For the Iraqis, this God was the Christian God. The American President thus kept drawing attention to the ethnic and religious differences between the invaders and the invaded and created the perfect scenario for an Islamic reaction even before the start of the operation. Even within the United States, the American Muslim communities felt uneasy.
After the initial victory it was essential to topple the regime and get rid of the strongest supporters of the Baas party who were in power. Instead the allies removed the whole of the army, the police and all the structures of the state and took over the reins themselves. In addition they did this without proper planning. Were all Iraqi soldiers and local policemen ogres of the Saddam regime? Were they not rather men who were trying to feed their families as best they could? How could the Allies expect a minimum of security without police and without local government? In fact the Allies created a power vacuum that was immediately filled by the only available local authority left: the mullahs.
The worst mistake was probably to hand over all powers to an American “Viceroy”, a new dictator who reported directly to White House. The first government led by the Iraqis themselves came far too late and was regarded as “a puppet on a string”.
What cultural preparation did the American soldiers have before being posted? The American Government was more interested in defining the limits on tough questioning of prisoners; they did not pay sufficient attention to teaching their soldiers to respect the Iraqis. Unacceptable actions were to be expected.
The fight against terrorism in Iraq was conducted like a modern all-out war, complete with sophisticated Western weaponry. Regardless of the theoretical use of “surgical strikes”, collateral damage and innocent victims were
unavoidable. When it existed at all, intelligence was poorly used. The Allies preferred to risk making a major error rather than to miss a possible terrorist. For example, during weddings some Iraqis had the “bad” habit of shooting in the air with rifles and machineguns. The Americans once launched a heavy air attack against such a wedding, killing amongst others both the bride and the groom. Is it enough to say “Oops, I am sorry” and do it again a few days later? Is peace possible when we respect neither Iraqi life nor Iraqi property?
As a matter of urgency, the West should start learning lessons from its peace operations and follow its humanism rather than its instincts.
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13. CONCLUSION
Man tends to minimize the role that instincts play in our lives. We know that we do have “noble” instincts such as protecting our children, or more neutral ones such as that of survival. But in general we consider that we are guided by our capacity to think and to choose.
This is not true. If it was, the world would not be so foolish, so cruel, so miserable for so many people.
Our intelligence has however developed to such an extent that we can from time to time keep our instincts under control. One of the most spectacular results is Western Civilisation with its democracy and free enterprise. Never in world history has a society been able to provide so much freedom, so much equality, so much fraternity. Poverty does still exist in the West. But, globally speaking, we do not live in need, we are rich and free, we have leisure time, we could be happy.
This Western world where man has been able to make so much progress still has a long way to go. Some of the basic instincts, which have become part of our nature over millions of years of evolution, are strong obstacles. They are inappropriate in our new society and are counterproductive. However they are still there, deeply embedded in our minds.
These instincts play a far wider role than we imagine. Some of them have already been mentioned: religion, monarchy, the position of women, and there must be many others. We highlighted how they can undermine our peace operations.
In the short term these instincts will not change. Such modifications take a long time to happen, somewhere in the area of hundred millennia and probably more. We must learn to live with them and to control them. And to achieve this we have just one tool: our free will, the part of our intelligence that was developed outside our instincts.
The model proposed by Western Civilisation is neither perfect nor is it an absolute goal. Still it is clear that Third World countries can only gain from joining the model. There is only one way to do this: by applying the rules of democracy and free enterprise. But these countries were not included in the Humanist Revolution and they still do not feel the need to be part of it. On the contrary, seeing the West as a threat they use the only weapons they have: their instincts. And thereby all kinds of fundamentalism and nationalism are reawakened. This widens the gap between these countries and the West even further and they go into a downward spiral. Probably the only solution is to assist them in adopting the principles of the Humanist Revolution. This may seem like wishful thinking; but in Japan we see an example of a country which changed and joined the Humanist Revolution in an extremely short time after the Second World War.
Human progress has always been chequered, we see advances and reverses. However until now progress in the West has continued regardless of the setbacks. At present at the beginning of the 21st century we are unfortunately probably living in a period of setback. It is alarming to watch the progress of sects, the growth of superstition, the success of postmodernism in philosophy, the rise of nationalism, wild capitalism, the increase in criminality.
The world will continue to evolve. Only the future will show in what direction: towards happiness for more people or not. It will however only evolve in the right direction if we are able to control our instincts by our free will.
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APPENDIX 1: DEMOCRACY AND FREE ENTERPRISE
Democracy is not an opinion: it is the right to have one
Anonymous
Democracy and free enterprise are the two pillars which support the whole of Western culture. These two terms are not as straightforward as they may appear. They are at the heart of this essay so we will consider them further.
For most people, a democracy is a country where free elections are organised at regular intervals. The Collins English dictionary defines democracy as “government by the people or their elected representatives”. Are things so simple? Probably not.
In Algeria in early 1992, the “Front Islamique du Salut” or FIS (Islamic Front of Salvation) was on the verge of winning a landslide victory in the national parliamentary elections. Convinced that the FIS would follow Iran’s example and declare an Islamic republic, the army generals overthrew democracy and took power. Their regime has become a dictatorship. However if the army had allowed the Islamists to take power, the country would probably not have continued as a democracy either, even though their election would have followed the democratic model. Hitler came to power thanks to a democratic process. The German president Hindenburg appointed him Chancellor in January 1933, and within two months the Reichstag (the German Parliament) had transferred its constitutional functions to him. In 1934 his absolute power was approved by a plebiscite with the support of 90% of the electorate. This did not make the Third Reich a democracy. A similar example took place in 1940 when the French National Assembly voted to transfer all its powers to Marshal Pétain, the winner at the battle of Verdun during the First World War. Pétain then established an extreme right-wing puppet dictatorship under Nazi control over the half of France which the Germans did not occupy until 1942. The fact that the French Assembly democratically voted to hand over its powers to Pétain did not turn his Vichy régime into a democracy.
As already mentioned in this essay, democracies are more efficient than dictatorships. It makes no sense to give dictatorial powers to an individual. But even if a democracy decides to follow the example of ancient Rome and nominates a dictator in a period of crisis, this appointment should have a time limit.
Free and honest elections, organized at regular intervals within a reasonable time frame, are essential, but do not guarantee democracy. For instance, governments should not be allowed to do all they want in the name of their majority. The fact that he had been elected with a comfortable majority did not allow the Serbian president Milosevic to organize anti-Muslim pogroms in Kosovo in 1998 and 1999. An essential principle in democracy should be respect for minorities. But are all minorities worthy of respect? Should democrats respect the new extreme right parties which are gaining support in certain countries? Are fundamentalist parties, who would suppress democracy if they came to power, “respectable”?
What should the definition of a true democracy be? The answer to this question is complex and it is easier to give examples of what democracies should not be, rather than to give a correct and comprehensive definition.
A principle that most democracies tend to accept, at least in theory, is the separation of the executive, legislative and judicial powers. This is an excellent rule, but it is seldom rigorously applied. For instance, in many democratic countries ministers can often also be members of parliament, and judges are appointed by the government. Other powers should be kept apart. For instance, the independence of the press is as essential to democracy as the organisation of elections. Despite this principle, the Italian businessman/politician Silvio Berlusconi was Prime Minister, whilst at the same time owning several newspapers and television chains. And even in democratic countries, how free are journalists to write the truth when it does not conform to the ideas of the financiers who own the media?
There are levels of democracy, and some democracies are more democratic than others. For instance, Milosevic’s Serbia was just democratic enough to remove him from power and to extradite him to the International tribunal in The Hague. Even if democracy in Serbia is not perfect, this is much better than Afghanistan under the Taliban, or Iran under the mullahs. We consider that several European countries were already democratic during the 19th century. Still, neither women nor the poor had voting rights.
Can Western democracies be complacent? Let us take the United States as an example. America considers itself to be a model of democracy. Should a democracy allow capital punishment? Is it democratic to allow religious
sects, such as the creationists, to modify the curriculum in all schools in the States where they are in power to match their beliefs, and thus impose their religious views upon others? Can a democratic nation take action outside its own country whenever it wants? Is it allowed to help overthrow democratically elected presidents, Allende in Chile and Mossadegh in Iran for instance, and help to put in their place the repressive regimes of Pinochet in Chile and of the Shah in Iran? Are elections free and honest when the candidates need to raise vast amounts of money to stand for them and as a result contract a moral debt to those who provide the funds? It is thus much easier for sons of wealthy families to stand for elections. Is this not the kind of democracy based on wealth which existed in Europe in the 19th century? The same type of comments also applies to the other Western countries.
It is essential that the judicial system be independent. But should it be above the law? Should it be allowed to take any decision in order to make progress in a case whatever the results may be for the accused who should be presumed innocent until proven guilty – and many of them are indeed innocent - and for their families? I personally know of cases where the final sentence by the tribunals has resulted more from the pressure of public opinion than from objectivity. In a democracy, every citizen can be called upon to justify his actions and the members of the government are accountable for their decisions. Why is justice not subjected to these same rules?
The separation of Church and State is another often quoted and seldom applied principle. The Presidents of the United States systematically mention God in their speeches. The American national anthem begins with the words “God bless America” and the British one with “God save our gracious Queen”. In many European countries, Christian political parties maintain the pressure of their religion at all levels of power, as do Islamic parties in Muslim countries.
As far as I know, no comprehensive definition of what a democracy should be has yet been formulated. The best point of reference is possibly still the Declaration of Human Rights adopted by the United Nations: a country that doesn’t apply its rules both internally and in its foreign policy is not a real democracy. But the Declaration is not yet perfect and is regularly modified.
The understanding of what democracy should be must continue to evolve and to develop. Several elements are extremely important: free elections must be organized at regular intervals; the executive, legislative and judicial powers should effectively be separated from each other; there should be an complete barrier between religion and state. The press must be free and judges should be made responsible of their mistakes. Above all, the Declaration of Human Rights should become part of the constitution of every country. To be allowed to participate in public life, political parties should undertake to respect these principles and a court should be responsible for judging violations of this rule. There are certainly other important points of which I am unaware. But it is important to understand that the organisation of elections it is not enough for a country to be a democracy.
It is easier to define free enterprise. It is the right of all to choose their profession with the possibility not only to practise it but also to enjoy any profits they make. Before the Humanist Revolution, the majority of men were exploited by the King and his nobles, who treated their subjects like slaves. Free enterprise has put a halt to this state of serfdom.
To put this principle into action, Western society has developed two tools: market economy and capitalism. We tend to mix the two. They are however very different. Free enterprise is an important social progress. Market
economy is a technique that allows free enterprise to be put into practice whilst capitalism hampers it. Capitalists form a new class – the wealthy – which again exploits the work of others. Counter-measures have to be introduced and so far the most efficient – or rather the least inefficient – have been the right to join a Trade Union and to go on strike. This has the effect of transforming our society into a battlefield between workers and owners. These fights are harmful to all: the capitalist, the workers and the rest of the population who are taken hostage in the disputes. For indeed, it is the common man who suffers when transport services go on strike, when truck drivers block roads or when garbage collectors leave rubbish lying on the streets.
To survive, economies which follow the capitalist system need to grow annually in real terms, i.e. growth must come on top of inflation. Generally, it is accepted that 3% growth per year in national production is a minimum. As soon as growth reduces, newspapers start ringing alarm bells and speaking about recession. Mathematics prove that such a system is untenable in the long term, for such a growth is exponential – meaning that the annual increases keep growing more and more without any upper limit. Let me try to explain this in simple terms. We start from a base figure of 100. In the second year to reach an increase of 3%, the country will have to produce 103. In the third year the increase will have to be 3% of 103 or 3.09, and not 3 any more. After 20 years both the annual production and the annual increment will have doubled. And they will continue to double every 20 years. Any inflation must be added on top of these figures. That is impossible. When will the system fall apart? That is difficult to foresee, but when it finally collapses there will be huge problems which could even lead to war. It would be wise to change the system in a controlled manner. However there are so many selfish interests at stake that this possibility seems utopian.
This system of permanent growth results in unacceptable practice. Before the British Industrial Revolution, production followed demand. Nobody would have tried to produce something that nobody wanted. The Industrial Revolution discovered that this could be changed and needs could be created. There are different names for this creation of needs. It can be called publicity, marketing, promotion etc. It is clear that reasonable growth allows the quality of life of the people to be improved. But the capitalist system goes much further. To keep pace with the requested growth, new products must be launched on the market, and fashions must continually change to make people throw away perfectly usable things and buy their fashionable replacements. It is not enough to promote products: new needs must be created and consumers must be prevented from thinking too much, from weighing up the pros and cons, from choosing. Is it democratic to try to prevent us from thinking? An example is the story of the young woman who was in dire financial straits. She assaulted an old lady, stole her handbag and bought a loaf of bread and … petrol for her car! Modern publicity decrees a car as an essential need, on the same level as food. Aggressive marketing like this changes our thinking faculties; very few individuals are able to resist. To promote its products, industry uses increasingly unacceptable psychological techniques. Credit cards allow us to build up unlimited levels of debt. The uncontrolled rush for growth is changing human beings into non-thinking consumers.
More and more, capitalism prevents people from climbing the social ladder. Half a century ago, any enterprising person could open a shop or a workshop, starting up slowly and trying to grow. This is of course still possible today but is becoming ever more difficult. Businesses are being amalgamated into groups which become larger and larger. Little corner shops and local food shops are replaced by chains of super or even hyper markets. The local butcher disappears even when he sells high quality food. The look of city centres is becoming identical: all shops belong to the same chains and whether you shop in New York, Tokyo or in a small town, you see everywhere the same brands. In the old days a new entrepreneur had to compete with companies of comparable size. Now he must compete with multi-national conglomerates. The number of places where decisions are taken is reducing all the time and industrial power is ever more concentrated: the big financiers are establishing a new kind of dictatorship. Free enterprise is becoming an illusion.
Having to grow year upon year makes it increasingly difficult for industries to take ethical decisions. The following examples illustrate what I mean. Violence on television and in films is one of the important reasons for violence in society. Although insecurity on the streets of our cities and towns is one of the great problems of today, the pressure to increase the number of viewers prevents film and television programme makers from exercising a reasonable restraint. Although smoking is one of the big killers of our time, cigarette manufacturers aim their publicity at young people to hook them as early as possible. These manufacturers add substances to their products which make quitting more difficult. Big companies use child labour abroad to increase their profits. Banks participate in money laundering. Travel agents organise holidays for paedophiles.
The Industrial Revolution introduced free enterprise, which was an important step forward for humanity. However, the capitalist system as it exists at present is endangering this progress, and will not be tenable in the long term. We can only hope that human intelligence will allow us to find a better way of organising ourselves.
The Humanist Revolution is far from over, be it in the area of democracy or in that of free enterprise.
APPENDIX 2: MASLOW’S PYRAMID AND KOHLBERG’S THEORY
Two interesting theories may help us to a better understanding of our social behaviour and the influence the group has on individual conduct. One is Maslow’s pyramid and analyses our needs, the other is Kohlberg’s description of our sense of justice. You will find below a short résumé of both.
Abraham Maslow was an American psychologist (1908 1970) who in 1943 published a paper called A theory of human motivation. For Maslow, human needs can be subdivided into five main categories. They follow each other in a precise hierarchy. Man is aware of only one of them at a time; he does not realize that all the lower ones have already been satisfied. Nor is he conscious that any higher needs exist. When his current level of needs is fulfilled, this does not give him any sense of satisfaction. He simply aspires to the next level, forgetting the previous one. It is however important to recognise that most humans spend their lives within one level of needs without moving either up nor down.
The higher the need, the less people you find at that level; this is the reason why the theory is called Maslow’s pyramid. The five levels are:
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survival and physiological needs
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security
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belonging
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esteem
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self-actualisation or happiness
In graphic form it looks like this:
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Here are a few examples to illustrate the principles. Somebody dying of hunger in a Third World Country only has one need: to survive. Requirements for water, sleep, air etc are part of the same level of need. Maslow considers that sex also is a need that belongs to this level. It is only when these basic needs have been fulfilled that man will start to think of tomorrow. He then progresses to the next level and does all he can to make sure his future is secure. People who live in Third World Countries want to emigrate to rich countries where they believe tomorrow is safe. Their pressing need is security and, as we sometimes read in the press, they sometimes take major risks – even with their lives – to succeed.
Once man’s need for security is met, he moves to the next level. He now wants to achieve what Maslow calls “belonging”. He wants to be integrated, he wants friendship and love. I know of the case of a Tutsi woman who managed to emigrate to Belgium where she found steady work. Her need for security had been met, what she then wanted was respect and integration. She was so traumatised by the primitive “racism” she experienced that she returned to her own country. She had forgotten why she had left it in the first place. Today, having lost her security at home, she would like to emigrate again: she has made a return trip between two levels of the Maslow pyramid.
Once integrated, man wants “esteem”. He wants to be “somebody” in his environment. If we fail to be promoted, we will develop ulcers, suffer from depression or have a nervous breakdown. In extreme cases people will even commit suicide although they still have a good income and no worries about the future. Losing face becomes a major problem.
According to Maslow, it is only after this need for “esteem” is met that we try to be simply happy.
This theory is remarkable. Some psychologists have attempted to make it more complex, but I personally find it perfect in its simplicity. The only comment I would like to make is that I find that the final level does not always fit. Most humans are blocked at the pen-ultimate level, even when they enjoy the greatest possible respect from others and where their need for “esteem” is fully met. Is it not surprising that some of the richest men in the world, who have had successful careers and are universally respected, consider they are still not rich enough; they want to make even more of an impression by becoming even richer. The passage to the fifth level (self-actualisation or happiness) does not always follow automatically even when the need for esteem is met. On the other hand, people who remain at lower levels sometimes succeed in being perfectly happy.
Once again this theory demonstrates the important role played by the tribe. When our basic needs for survival and security are met, the dominating need is to fit into the tribe. The individual will conform to whatever the tribe does, for he will not want to risk being rejected. That is probably why, when the Nazis gained power in Germany, 90% of the electorate voted for Hitler and why, in ex-Yugoslavia, once ethnic hate had gained momentum, many of the population participated in the horrors.
The second theory I want to mention is Kohlberg’s system of stages of moral development. Lawrence Kohlberg (1927 1987) is an American psychologist who developed his theory at the end of the 1950s. He explained that, during our lives, our sense of justice evolves from childhood until after we have reached adulthood. He described six different stages which I summarise as:
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fear of punishment
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need to compensate
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approval by the environment
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duty towards the group
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understanding that laws are not perfect
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respect of universal moral principles
Psychologists have researched this theory in different cultures on different continents and their results seem to be consistent. They all show that humans begin at the first stage, proceed from each stage to the next without ever slipping back, but stop somewhere before the final stage.
The first level, fear of punishment without any further complications, corresponds to early childhood. Soon however the child will learn that when he does something wrong, he will have to make amends. The next step is reached at puberty: the youngster learns that he needs approval from the community in which he lives. Around 40% of adults seem to get blocked at this stage and do not evolve any further. The remaining 60% understand that we have duties towards our community. These two levels correspond to the moral sense of the tribe. Man is happy as long as the other members of the tribe approve what he is doing, and at best he will understand that he has duties towards others. There is no question of extending one’s moral duty to members of other tribes.
Less than 10% of humanity understands at a certain moment in life that these tribal laws are not enough and that one should look beyond the confines of the tribe. Only a very small minority will one day understand that justice should be universal.
All men do not have the same sense of moral obligation, of justice. They will act differently in line with the Kohlberg level they have reached: there is no universal sense of justice. Still worse, most people’s sense of justice – even in the West – is limited to their own tribe and does not include members from other groups. This explains, for instance, why criminals never feel any remorse. Their sense of moral obligation only takes their peers, other criminals, into account. But this also explains why the Palestinians and the Israelis do not feel aggrieved by any injustice committed by them against the other group and why some Americans approved the practice of torture in Iraq. I could mention many other examples.
Our repressive judicial system is built around the first two Kohlberg levels: it hopes that criminals will be discouraged by the fear of punishment, and it obliges them to “make amends”. According to Kohlberg, man progresses beyond these two levels at puberty: our judicial system is “childish”!
As in Maslow’s theory, the Kohlberg model also shows the important role of the tribe. Most people’s sense of moral obligation and justice is limited to their own tribe or group. Here again, only education can teach people that we should control our tribal instincts.
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BIBLIOGRAPHY
This essay touches upon a great variety of disciplines, from science to religion via psychology and philosophy.
A comprehensive bibliography would be enormous and therefore useless.
Several important books are mentioned in the text. I have regrouped them all below and have added a few others whose reading was important in the writing of this essay.
Anthony Beevor, “Berlin, the Downfall” and “Stalingrad”, Penguin
Douglas Bernstein et al, “Psychology”, Houghton Mifflin
Jean Bottero, “Mesopotamia: Writing, Reasoning, and the Gods”, University of Chicago Press
Sharon Brehm et al, “Social Psychology”, Houghton Mifflin
Jean Bricmont et Alan Sokal, “ Intellectual Impostures ”,London, Profile Books
Christian de Duve, “Life Evolving”, Oxford University Press
Alain Finkielkraut, “The Defeat of the Mind”, Columbia University Press
Misha Glenny, “The fall of Yugoslavia”, Penguin
Benoîte et Flora Groult, “Journal à quatre mains”, Livre de Poche
Jean Guilaine et Jean Zamit, “The Origins of War: Violence in Prehistory”, Blackwell Publishing
Stephen Hawking, “A brief history of time”, Bantam Press
Eric Hobsbawm, “The age of Revolution”, Weidenfeld & Nicolson
Samuel Kramer, “ History Begins at Sumer”,University of Pennsylvania Press
Pierre Lepape, “Diderot”, Flamarrion
Claude Levi-Strauss, “Race and History”, Paris UNESCO
Allan Little et Laura Silber, “The Death of Yugoslavia”, Penguin
Jacques Maquet, “Civilisations of black Africa”, Oxford University Press
Jacques Monod, “Chance and Necessity”, Barnes and Noble
Desmond Morris, “The naked Ape”, Vintage Digital
Marcel Otte, “La Préhistoire des Religions” (the prehistory of religions), Masson
Steven Pinker, “How the mind works”, W N Norton
Plato, “The Republic” and “Laws”
John Prebble, “The Highland Clearances", Penguin
Richard Dawkins, “The God Delusion”, Black Swan
Jacques Rifflet, “Les Mondes du Sacré”, Mols
South African Museum, “The Boshimans”, Rustica Press
Ian Wilson, “Jesus: the evidence”, Weidenfeld & Nicolson
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